PROSSIMO ADVISORS LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	84	$175.3M
Non-Discretionary	0	$0
Total	84	$175.3M

Clients

Type	Number	RAUM
Individuals	<5	$221,817
HNW Individuals	26	$150.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$2.9M
Charitable organizations	<5	$10.9M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$11.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES
Compensation	% of AUMHourly chargesFixed feesA PERCENTAGE OF ASSETS UNDER ADVISEMENT

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	174.0M

Portfolio Manager to Program	Sponsor
PROSSIMO ADVISORS LLC WRAP FEE PROGRAM	PROSSIMO ADVISORS LLC

Identifiers

SEC RIA File Number	801-118685
SEC ERA File Number	801-118685
SEC CIK Numbers	None
SEC CRD Numbers	289347
Legal Entity Identifier	None

Principal Office

1150 OSOS STREET
SUITE 208
SAN LUIS OBISPO
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic