FOREPONT CAPITAL LLC
Adviser information for FOREPONT CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $77.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $77.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $77.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118691 |
|---|---|
| SEC ERA File Number | 801-118691 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308323 |
| Legal Entity Identifier | None |
Principal Office
1025 WESTCHESTER AVESUITE 403
WHITE PLAINS
NY
United States
Monday - Friday, 9:00 AM- 5:00 PM
Tel: 917-209-5589, Fax: 914-428-3199
Websites
Chief Compliance Officer
BRUCE GREENBERG
CHIEF FINANCIAL OFFICER
1025 WESTCHESTER AVE
SUITE 403
WHITE PLAINS
NY
United States
Tel:
9172095589
Fax:
9144283199
B**************@***********M
(Full email address available in API data)
Regulatory Contact
ERIC ATTIAS
CEO
1025 WESTCHESTER AVE
SUITE 403
WHITE PLAINS
NY
United States
Tel:
6467092609
E**********@***********M
(Full email address available in API data)
Industry Affiliates
| BRUCE IRA GREENBERG CPA PC | Accountant or accounting firm |
| FCP CAYMAN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOREPONT CAPITAL PARTNERS FUND 2, L.P. | Venture Capital Fund | $47.6M | $1.0M | 43 |
| FOREPONT CAPITAL PARTNERS FUND II FPCI | Venture Capital Fund | $29.6M | $1.0M | 44 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ATTIAS, ERIC, MICHEL | Individual | – | MANAGING PARTNER | 06/2017 | 50-75% |
| GREENBERG, BRUCE, IRA | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 06/2017 | < 5% |
| Kola, Ismail | Individual | – | CHIEF SCIENCE OFFICER | 04/2019 | 10-25% |