FALL LINE CAPITAL, LLC
Adviser information for FALL LINE CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $484.3M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $484.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $484.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118696 |
|---|---|
| SEC ERA File Number | 801-118696 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283625 |
| Legal Entity Identifier | 45-2934802 |
Principal Office
160 BOVET ROADSAN MATEO
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 650-235-4032, Fax: None
Chief Compliance Officer
STEVEN BERINGER
VP OF FINANCE
160 BOVET ROAD
SUITE B
SAN MATEO
CA
United States
Tel:
415-680-0801
S*****@****************M
(Full email address available in API data)
Regulatory Contact
ERIC OBRIEN
MANAGING DIRECTOR
160 BOVET ROAD
SAN MATEO
CA
United States
Tel:
650-235-4032
E***@****************M
(Full email address available in API data)
Industry Affiliates
| FALL LINE ALTITUDE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FALL LINE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FALL LINE ENDURANCE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FALL LINE FARMS FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FALL LINE ALTITUDE FUND, LP | Real Estate Fund | $38.5M | $5.0M | 20 |
| FALL LINE CAPITAL, LP | Real Estate Fund | $39.5M | $5.0M | 51 |
| FALL LINE ENDURANCE FUND, LP | Real Estate Fund | $191.7M | $5.0M | 52 |
| FALL LINE FARMS FUND III, LP | Real Estate Fund | $9.8M | $5.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OBRIEN, ERIC, STEPHEN | Individual | – | MANAGING DIRECTOR | 06/2011 | 50-75% |
| Mitchell, Clay, Thomas | Individual | – | MANAGING DIRECTOR | 06/2011 | 50-75% |
| Beringer, Steven, J | Individual | – | CHIEF COMPLIANCE OFFICER AND VP OF FINANCE | 03/2024 | < 5% |