CARTA FINANCIERA
CARTA FINANCIERA SA. Legal Name
Adviser information for CARTA FINANCIERA last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | British Virgin Islands |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118705 |
|---|---|
| SEC ERA File Number | 801-118705 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306723 |
| Legal Entity Identifier | None |
Principal Office
281 WATERFRONT DRIVE, TRIDENT CHAMBERSROAD TOWN
TORTOLA
British Virgin Islands
Monday - Friday, 9 AM - 5 PM
Tel: +17607822734, Fax: None
Chief Compliance Officer
AGUSTIN GOMEZ BERET
281 WATERFRONT DRIVE, TRIDENT CHAMBERS
ROAD TOWN
TORTOLA
British Virgin Islands
Tel:
+17607822734
C******@******************M
(Full email address available in API data)
Industry Affiliates
| CARTA US CITIZENS LLC | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Olivera, Tomas | Individual | CARTA FINANCIERA LLC | CHIEF OPERATING OFFICER | 02/2014 | 25-50% |
| CARTA FINANCIERA LLC | Domestic Entity | – | OWNER | 02/2014 | > 75% |
| Boggiano, Miguel, Angel | Individual | CARTA FINANCIERA LLC | PRESIDENT AND CEO | 02/2014 | 50-75% |
| Boggiano, Miguel, Angel | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2019 | < 5% |
| Olivera, Tomas | Individual | – | CHIEF OPERATING OFFICER | 08/2019 | < 5% |
| Gomez Beret, Agustin, Mario | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |