Hedge Fund Database

KOA WEALTH MANAGEMENT, LLC

Adviser information for KOA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 620 $204.2M
Non-Discretionary 98 $10.0M
Total 718 $214.2M

Clients

Type Number RAUM
Individuals 93 $40.1M
HNW Individuals 65 $173.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $443,703
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-118718
SEC ERA File Number 801-118718
SEC CIK Numbers 2022118
SEC CRD Numbers 297004
Legal Entity Identifier None

Principal Office

2241 DENK LANE
ENCINITAS
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 760-602-6920, Fax: 760-602-6499

Websites

koawealth.com/ www.facebook.com/koawealthmanagement/ www.linkedin.com/company/koawealthmanagement/ www.youtube.com/channel/uc0ccvu9wipnrznjuqnjqpmg twitter.com/koawealthmgt

Chief Compliance Officer

MICHAEL F. SOUZA
MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, FINANCIAL ADVISOR
2241 DENK LANE
ENCINITAS
CA
United States
Tel: 760-602-6920
Fax: 760-602-6499
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SOUZA, MICHAEL, FREDERICK Individual TYTAN WEALTH, INC. OWNER 06/2018 > 75%
SOUZA, MICHAEL, FREDERICK Individual – MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 06/2018 < 5%
TYTAN WEALTH, INC. Domestic Entity – MANAGING MEMBER 06/2018 10-25%
MICHAEL F SOUZA REVOCABLE TR Domestic Entity – TRUST 03/2017 > 75%
SOUZA, MICHAEL, FREDERICK Individual MICHAEL F SOUZA REVOCABLE TR TRUSTEE 03/2017 > 75%

No. Employees, Historic

10502020202120222023202420253 on 4/14/20203 on 5/22/20203 on 6/11/20203 on 2/16/20214 on 3/1/20214 on 3/17/20214 on 4/5/20214 on 11/1/20215 on 3/3/20225 on 4/27/20225 on 7/14/20225 on 11/3/20225 on 11/29/20226 on 3/14/20236 on 3/17/2024

RAUM, Historic

300M150M0202020212022202320242025123860645 on 4/14/2020123860645 on 5/22/2020123860645 on 6/11/2020123860645 on 2/16/2021151061607 on 3/1/2021151061607 on 3/17/2021151061607 on 4/5/2021151061607 on 11/1/2021176013418 on 3/3/2022176013418 on 4/27/2022176013418 on 7/14/2022176013418 on 11/3/2022176013418 on 11/29/2022181317903 on 3/14/2023214225530 on 3/17/2024

No. Clients, Historic

200100020202021202220232024202590 on 4/14/202090 on 5/22/202090 on 6/11/202090 on 2/16/2021113 on 3/1/2021113 on 3/17/2021113 on 4/5/2021113 on 11/1/2021138 on 3/3/2022138 on 4/27/2022138 on 7/14/2022138 on 11/3/2022138 on 11/29/2022150 on 3/14/2023158 on 3/17/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 7M 38K –
AMAZON COM INC COM 3M 17K –
AMERICAN TOWER CORP NEW COM 3M 17K –
APPLE INC COM 16M 74K –
ASTRAZENECA PLC SPONSORED ADR 1M 19K –
AVIDITY BIOSCIENCES INC COM 327K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 16M 40K –
BLACKSTONE INC COM 2M 18K –
BROOKFIELD CORP CL A LTD VT SH 2M 36K –
CME GROUP INC COM 1M 7K –
CONSOLIDATED EDISON INC COM 483K 5K –
CONSTELLATION BRANDS INC CL A 3M 10K –
COSTCO WHSL CORP NEW COM 307K 361 –
DANAHER CORPORATION COM 4M 17K –
DEXCOM INC COM 397K 4K –
ELI LILLY & CO COM 216K 239 –
GLOBAL PMTS INC COM 2M 18K –
GLOBAL X FDS GLOBAL X URANIUM 330K 11K –
GLOBAL X FDS US INFR DEV ETF 1M 37K –
HALOZYME THERAPEUTICS INC COM 4M 74K –
HOME DEPOT INC COM 2M 5K –
INNOVATIVE INDL PPTYS INC COM 5M 43K –
INVESCO QQQ TR UNIT SER 1 483K 1K –
ISHARES GOLD TR ISHARES NEW 301K 7K –
ISHARES TR CYBERSECURITY 921K 20K –
ISHARES TR 0-3 MNTH TREASRY 6M 63K –
ISHARES TR 1 3 YR TREAS BD 5M 56K –
ISHARES TR U.S. MED DVC ETF 2M 45K –
ISHARES TR 20 YR TR BD ETF 2M 17K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 530K 9K –
LOWES COS INC COM 2M 10K –
MASTERCARD INCORPORATED CL A 1M 3K –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 2M 15K –
PACIFIC BIOSCIENCES CALIF IN COM 164K 120K –
PHILIP MORRIS INTL INC COM 3M 25K –
PURECYCLE TECHNOLOGIES INC COM 95K 16K –
REXFORD INDL RLTY INC COM 318K 7K –
RH COM 2M 10K –
SELECT SECTOR SPDR TR SBI INT-UTILS 3M 39K –
SPDR S&P 500 ETF TR TR UNIT 279K 513 –
SPDR SER TR S&P BIOTECH 935K 10K –
STONECO LTD COM CL A 2M 157K –
THERMO FISHER SCIENTIFIC INC COM 2M 4K –
VANECK ETF TRUST GOLD MINERS ETF 1M 37K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 733K 4K –
VISA INC COM CL A 3M 11K –
WALMART INC COM 898K 13K –
WASTE MGMT INC DEL COM 208K 975 –