TUDOR FINANCIAL, INC.
Adviser information for TUDOR FINANCIAL, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 707 | $199.4M |
| Non-Discretionary | 0 | $0 |
| Total | 707 | $199.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 482 | $82.8M |
| HNW Individuals | 51 | $115.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 7 | $1.2M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 433 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118723 |
|---|---|
| SEC ERA File Number | 801-118723 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121495 |
| Legal Entity Identifier | None |
Principal Office
8111 TIMBERLODGE TRAILDAYTON
OH
United States
Monday - Friday, 9:00 TO 5:30
Tel: 937-439-9292, Fax: 937-439-2929
Websites
Chief Compliance Officer
GRANT S DONALDSON
8111 TIMBERLODGE TRAIL
DAYTON
OH
United States
Tel:
937-439-9292
Fax:
937-439-2929
G*********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DONALDSON, GRANT, STEVEN | Individual | – | PRESIDENT | 06/1992 | > 75% |
| DONALDSON, GRANT, STEVEN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2005 | > 75% |