APEX STRATEGIC WEALTH, LLC
Adviser information for APEX STRATEGIC WEALTH, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,020 | $200.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,020 | $200.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 547 | $83.6M |
| HNW Individuals | 116 | $113.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $1.1M |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 200.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE PROGRAM | APEX STRATEGIC WEALTH, LLC |
Identifiers
| SEC RIA File Number | 801-118732 |
|---|---|
| SEC ERA File Number | 801-118732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308569 |
| Legal Entity Identifier | None |
Principal Office
3800 ST. ELMO AVE.SUITE 305
CHATTANOOGA
TN
United States
Monday - Friday, 9 AM - 5 PM
Tel: 423 267 0046, Fax: 423 265 5313
Chief Compliance Officer
ROBERT L. PRAGNELL V
COO
3800 ST. ELMO AVE.
SUITE 305
CHATTANOOGA
TN
United States
Tel:
423 267 0046
Fax:
423 265 5313
R**************@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRAGNELL, ROBERT, LEONARD | Individual | – | CHIEF OPERATING OFFIER AND CHIEF COMPLIANCE OFFICER | 03/2020 | 10-25% |
| SOLOMONWOOD GLOBAL, LLC | Domestic Entity | – | OWNER | 08/2021 | > 75% |
| WOOD, WILLIAM, STUART | Individual | SOLOMONWOOD GLOBAL, LLC | OWNER, CHIEF EXECUTIVE OFFICER | 08/2021 | > 75% |
| TAYLOR, CHRISTOPHER, ALAN | Individual | SOLOMONWOOD GLOBAL, LLC | CHIEF FINANCIAL OFFICER | 08/2021 |