Hedge Fund Database

ALPHA SQUARE GROUP S, LLC

Adviser information for ALPHA SQUARE GROUP S, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15 $1.1B
Non-Discretionary 0 $0
Total 15 $1.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 15 $1.1B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-118737
SEC ERA File Number 801-118737
SEC CIK Numbers 1926959
SEC CRD Numbers 308022
Legal Entity Identifier None

Principal Office

10 E 40TH STREET
35TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 6PM
Tel: 347-334-0787, Fax: None

Websites

www.linkedin.com/company/alpha-square-group/ alphasquaregroup.com/

Chief Compliance Officer

PETER S. LIN
GENERAL COUNSEL
350 FIFTH AVENUE
SUITE 3910
NEW YORK
NY
United States
Tel: 347-334-0787
(Full email address available in API data)

Regulatory Contact

YAO (EVA) SHAN
MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER
350 FIFTH AVENUE
SUITE 3910
NEW YORK
NY
United States
Tel: 646-897-0744
(Full email address available in API data)

Industry Affiliates

ALPHA SQUARE GROUP GP I, LLC Sponsor, GP, manager of pooled investment vehicles
ALPHA SQUARE GROUP GP II, LLC Sponsor, GP, manager of pooled investment vehicles
ALPHA SQUARE GROUP GP III, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALPHA BIT LLC Venture Capital Fund $0.1M $0.1M 3
ALPHA FEEDZ, LLC Venture Capital Fund $3.1M $0.1M 3
ALPHA FLASH INVESTMENT, LLC Venture Capital Fund $4.7M $0.1M 9
ALPHA MINR INVESTMENT LLC Venture Capital Fund $4.7M $0.1M 6
ALPHA OCEAN II LLC Venture Capital Fund $0.0M $0.1M 14
ALPHA PEOPLE INVESTMENT, LLC Venture Capital Fund $1.5M $0.1M 3
ALPHA ROBOT INVESTMENT II, LLC Venture Capital Fund $3.1M $0.1M 8
ALPHA SQUARE GROUP CROSSOVER FUND LLC Venture Capital Fund $148.4M $1.0M 3
ALPHA SQUARE GROUP EQUITY FUND, LP Venture Capital Fund $316.3M $0.3M 2
ALPHA SQUARE GROUP FUND I LLC Venture Capital Fund $52.4M $0.1M 2
ALPHA SQUARE GROUP FUND II LLC Venture Capital Fund $168.5M $0.1M 49
ALPHA SQUARE GROUP FUND III, LP Venture Capital Fund $153.1M $3.0M 2
ALPHA SQUARE GROUP FUND OF FUNDS LLC FUND OF FUNDS $195.0M $0.1M 2
ALPHA TALK, LLC Venture Capital Fund $6.5M $0.1M 3
ALPHA VAST INVESTMENT LLC Venture Capital Fund $14.2M $0.1M 5

Control Persons

Name Type Entity Title Since Ownership
LI, LEI, NMN Individual – MANAGER, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER 08/2014 < 5%
XIAO, ZIQIANG, NMN Individual – MEMBER 08/2014 50-75%
LIN, PETER, S Individual – GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 09/2021 < 5%
SHAN, YAO, NMN Individual – MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER 03/2017 < 5%
HOWARDMARK LLC Domestic Entity – MEMBER 02/2021 25-50%
LI, LEI, NMN Individual HOWARDMARK LLC MANAGING MEMBER 02/2021 > 75%

No. Employees, Historic

3015020202021202220232024202513 on 4/15/202013 on 3/31/202113 on 5/20/202113 on 10/15/202123 on 3/31/202223 on 9/12/202223 on 3/31/202327 on 3/29/2024

RAUM, Historic

2B1B0202020212022202320242025233000000 on 4/15/2020374389605 on 3/31/2021374389605 on 5/20/2021374389605 on 10/15/20211313260000 on 3/31/20221313260000 on 9/12/20221148167133 on 3/31/20231071485542 on 3/29/2024

No. Clients, Historic

201002020202120222023202420253 on 4/15/20204 on 3/31/20214 on 5/20/20214 on 10/15/202116 on 3/31/202216 on 9/12/202215 on 3/31/202315 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 422K 2K –
AMAZON COM INC COM 734K 4K –
APPLE INC COM 337K 2K –
AVIDXCHANGE HOLDINGS INC COM 7M 577K –
CROWDSTRIKE HLDGS INC CL A 383K 1K –
DIGITALOCEAN HLDGS INC COM 2M 69K –
INVESCO QQQ TR UNIT SER 1 719K 2K –
ISHARES TR 20 YR TR BD ETF 4M 46K –
MICROSOFT CORP COM 536K 1K –
NVIDIA CORPORATION COM 1M 10K –
ORACLE CORP COM 353K 3K –
OSCAR HEALTH INC CL A 9M 588K –
PALO ALTO NETWORKS INC COM 254K 750 –
SNOWFLAKE INC CL A 913K 7K –
SPDR GOLD TR GOLD SHS 860K 4K –
TWILIO INC CL A 285K 5K –
UBER TECHNOLOGIES INC COM 20M 278K –
VANGUARD WORLD FD EXTENDED DUR 4M 52K –