Hedge Fund Database

AUSBIL INVESTMENT MANAGEMENT LIMITED

Adviser information for AUSBIL INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Australia

Employees

Total Number of Employees 70
Investment Advisory/Research 32
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 38 $10.3B
Non-Discretionary 14 $664.0M
Total 52 $10.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 15 $3.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $74.4M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $1.1B
Corporations or other businesses 0 $0
Other 35 $6.5B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 99
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-118742
SEC ERA File Number 801-118742
SEC CIK Numbers 1966036
SEC CRD Numbers 289468
Legal Entity Identifier 213800CAHL6BV66NEZ11

Principal Office

LEVEL 27, GROSVENOR PLACE 225 GEORGE STREET
SYDNEY
Australia
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 61 2 9259 0230, Fax: None

Websites

www.ausbil.com.au/ au.linkedin.com/company/ausbil www.youtube.com/channel/ucp3ucudocuj88rsc9bn0smw

Chief Compliance Officer

TYSON CANNIZZARO
LEVEL 27, GROSVENOR PLACE 225 GEORGE STREET
SYDNEY
Australia
Tel: +61 2 9259 0263
(Full email address available in API data)

Regulatory Contact

KRISTY DO
GENERAL COUNSEL, COMPANY SECRETARY
LEVEL 27, GROSVENOR PLACE 225 GEORGE STREET
SYDNEY
Australia
Tel: +61 2 9259 0200
(Full email address available in API data)

Industry Affiliates

APOGEM CAPITAL LLC Other investment adviser, including financial planners
CANDRIAM S.C.A. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EAGLE STRATEGIES LLC Other investment adviser, including financial planners
FLATIRON RR LLC, MANAGER SERIES Other investment adviser, including financial planners
INDEXIQ ADVISORS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
MACKAY SHIELDS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION Commodity pool operator or commodity trading advisorInsurance company or agency
NEW YORK LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency
NEW YORK LIFE INVESTMENT MANAGEMENT LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AUSBIL GLOBAL ESSENTIAL INFRASTRUCTURE FUND MANAGED INVESTMENT SCHEMES REGISTERED UNDER THE AUSTRALIAN CORPORATIONS ACT $149.3M $0.0M 104
AUSBIL GLOBAL RESOURCES FUND MANAGED INVESTMENT SCHEMES REGISTERED UNDER THE AUSTRALIAN CORPORATIONS ACT $32.1M $0.0M 186
AUSBIL GLOBAL SMALLCAP FUND MANAGED INVESTMENT SCHEMES REGISTERED UNDER THE AUSTRALIAN CORPORATIONS ACT $49.6M $0.0M 153

Control Persons

Name Type Entity Title Since Ownership
NEW YORK LIFE INVESTMENT MANAGEMENT LLC Domestic Entity – INTEREST HOLDER 11/2014 > 75%
XIRADIS, PAUL, (NMN) Individual – EXECUTIVE CHAIRMAN, DIRECTOR 04/1997 5-10%
GRACE, JOHN, (NMN) Individual – DIRECTOR 12/2006 < 5%
KNIGHT, MARK, GREGORY Individual – CHIEF EXECUTIVE OFFICER, DIRECTOR, COMPANY SECRETARY 11/2015 < 5%
ABOU-JAOUDE, NAIM, (NMN) Individual – DIRECTOR 02/2007 < 5%
GIACCO, JAY, (NMN) Individual – DIRECTOR 11/2015 < 5%
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC Domestic Entity NEW YORK LIFE INVESTMENT MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER 02/2014 > 75%
NEW YORK LIFE INSURANCE COMPANY Domestic Entity NEW YORK LIFE INVESTMENT MANAGEMENT LLC INDIRECT INTEREST HOLDER 02/2014 > 75%
YOON, JAE SUNG Individual – DIRECTOR 07/2017 < 5%
HARTE, FRANCIS, MICHAEL Individual – DIRECTOR 04/2019 < 5%
CANNIZZARO, TYSON, ANTON Individual – CHIEF COMPLIANCE OFFICER 02/2020 < 5%
GEMISIS, VASILIKI Individual – DIRECTOR, CHIEF FINANCIAL OFFICER 06/2019 < 5%
DO, KRISTY Individual – GENERAL COUNSEL AND COMPANY SECRETARY 07/2023 < 5%
Glaser, Morgan, Lyn Individual – DIRECTOR 08/2023 < 5%

No. Employees, Historic

703502020202120222023202420250 on 4/15/202060 on 3/29/202164 on 3/29/202264 on 10/13/202266 on 3/27/202366 on 9/4/202370 on 3/21/2024

RAUM, Historic

20B10B02021202220232024202510916424492 on 3/29/202110999296591 on 3/29/202210999296591 on 10/13/202211375385728 on 3/27/202311375385728 on 9/4/202310927033160 on 3/21/2024

No. Clients, Historic

603002020202120222023202420250 on 4/15/202051 on 3/29/202154 on 3/29/202254 on 10/13/202256 on 3/27/202356 on 9/4/202352 on 3/21/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Ameren Corp COM 7M 98K –
American Tower Corp COM 9M 48K –
APA Corp COM 942K 32K –
Applied Industrial Technologie COM 1M 6K –
Atkore Inc COM 3M 20K –
Atmos Energy Corp COM 8M 72K –
Cameco Corp COM 74K 2K –
Celestica Inc COM 3M 53K –
CenterPoint Energy Inc COM 5M 147K –
Cheniere Energy Inc COM NEW 7M 38K –
CMS Energy Corp COM 4M 65K –
Columbia Banking System Inc COM 247K 12K –
Community Financial System Inc COM 243K 5K –
Crown Castle Inc COM 6M 61K –
Eagle Materials Inc COM 564K 3K –
EastGroup Properties Inc COM 317K 2K –
Edison International COM 10M 134K –
EMCOR Group Inc COM 4M 10K –
Enbridge Inc COM 7M 208K –
Entergy Corp COM 9M 87K –
Evercore Inc CLASS A 845K 4K –
Exelon Corp COM 8M 230K –
Fabrinet SHS 4M 15K –
FormFactor Inc COM 1M 17K –
Freeport-McMoRan Inc CL B 1M 22K –
Hudbay Minerals Inc COM 968K 107K –
Insight Enterprises Inc COM 195K 984 –
Installed Building Products In COM 3M 12K –
Knife River Corp COMMON STOCK 196K 3K –
LeMaitre Vascular Inc COM 3M 36K –
Louisiana-Pacific Corp COM 352K 4K –
Medpace Holdings Inc COM 4M 9K –
Modine Manufacturing Co COM 2M 19K –
Mueller Industries Inc COM 3M 51K –
NexGen Energy Ltd COM 956K 137K –
NextEra Energy Inc COM 17M 235K –
nVent Electric PLC SHS 3M 42K –
Occidental Petroleum Corp COM 945K 15K –
ONEOK Inc COM 7M 80K –
Onto Innovation Inc COM 981K 4K –
Pembina Pipeline Corp COM 6M 150K –
PG&E Corp COM 6M 323K –
Pinnacle Financial Partners In COM 461K 6K –
Powell Industries Inc COM 3M 23K –
Preformed Line Products Co COM 559K 4K –
Primoris Services Corp COM 2M 44K –
Public Service Enterprise Grou COM 16M 217K –
Schlumberger NV COM STK 967K 21K –
Silgan Holdings Inc COM 152K 4K –
Sprouts Farmers Market Inc COM 1M 13K –
Sterling Infrastructure Inc COM 4M 30K –
Summit Materials Inc CL A 192K 5K –
Targa Resources Corp COM 8M 61K –
TC Energy Corp COM 7M 187K –
TopBuild Corp COM 3M 9K –
Uranium Energy Corp COM 781K 130K –
Veeco Instruments Inc COM 200K 4K –
Warrior Met Coal Inc COM 82K 1K –
Williams Cos Inc/The COM 13M 312K –