SKYOAK CAPITAL, INC.
Adviser information for SKYOAK CAPITAL, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 493 | $100.2M |
| Non-Discretionary | 171 | $78.4M |
| Total | 664 | $178.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 191 | $39.0M |
| HNW Individuals | 44 | $118.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $20.4M |
| Charitable organizations | <5 | $409,337 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $239,886 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesSERVICE FEE |
Identifiers
| SEC RIA File Number | 801-118745 |
|---|---|
| SEC ERA File Number | 801-118745 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154248 |
| Legal Entity Identifier | None |
Principal Office
6671 LAS VEGAS BLVD SSUITE 210
LAS VEGAS
NV
United States
Monday - Friday, 8:00 - 4:00
Tel: 800-971-8070, Fax: 800-971-8075
Chief Compliance Officer
BETH BOYD
CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER
6671 LAS VEGAS BLVD S
SUITE 210
LAS VEGAS
NV
United States
Tel:
7024487474
Fax:
800-971-8075
B****@*********M
(Full email address available in API data)
Regulatory Contact
JENNIFER DAVIS
CHIEF EXECUTIVE OFFICER
6671 LAS VEGAS BLVD S
SUITE 210
LAS VEGAS
NV
United States
Tel:
7029020430
Fax:
800-971-8075
J*****@********M
(Full email address available in API data)
Industry Affiliates
| INSURANCE AGENCY | Insurance company or agency |
| SKYOAK PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LVSI LP | Hedge Fund | $9.3M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, JENNIFER, ANN | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 02/2010 | > 75% |
| BOYD, ELIZABETH, ANN | Individual | – | CHIEF OPERATNG OFFICER, CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |