LUMATURE WEALTH PARTNERS, LLC
Adviser information for LUMATURE WEALTH PARTNERS, LLC last updated from Form ADV on August 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,829 | $481.7M |
| Non-Discretionary | 426 | $79.5M |
| Total | 2,255 | $561.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 326 | $125.6M |
| HNW Individuals | 252 | $435.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 481.7M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RAYMOND JAMES AMBASSADOR PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
Principal Office
2325 LAKEVIEW PARKWAYSUITE 175
ALPHARETTA
GA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 678-680-6500, Fax: 470-235-3149
Chief Compliance Officer
ANDREW ROSS RAMSEY
2325 LAKEVIEW PARKWAY
SUITE 175
ALPHARETTA
GA
United States
Tel:
(678) 680-6500
Fax:
470-235-3149
R***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ramsey, Andrew, Ross | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2020 | 50-75% |
| WATSON, RALPH, CORLEY | Individual | – | MANAGING MEMBER | 04/2020 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2023 for period ending June 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 438K | 6K | – |
| ABBOTT LABS | COM | 264K | 2K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 412K | 19K | – |
| ADVANCED MICRO DEVICES INC | COM | 74K | 654 | – |
| AIR PRODS & CHEMS INC | COM | 323K | 1K | – |
| ALBEMARLE CORP | COM | 264K | 1K | – |
| ALCOA CORP | COM | 2K | 66 | – |
| ALLSTATE CORP | COM | 247K | 2K | – |
| AMAZON COM INC | COM | 2M | 16K | – |
| U HAUL HOLDING COMPANY | COM SER N | 46K | 900 | – |
| AMERICAN ELEC PWR CO INC | COM | 17K | 200 | – |
| AMERICAN EXPRESS CO | COM | 1M | 7K | – |
| AMGEN INC | COM | 111K | 500 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 537 | 27 | – |
| APPLE INC | COM | 5M | 26K | – |
| APPLIED MATLS INC | COM | 1M | 8K | – |
| APTARGROUP INC | COM | 11K | 95 | – |
| ARBOR REALTY TRUST INC | COM | 15 | 1 | – |
| ARCHER DANIELS MIDLAND CO | COM | 226K | 3K | – |
| ATMOS ENERGY CORP | COM | 306K | 3K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 339K | 2K | – |
| BANK AMERICA CORP | COM | 13K | 465 | – |
| BECTON DICKINSON & CO | COM | 322K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BEST BUY INC | COM | 4K | 46 | – |
| BLACKROCK ENHANCED GLOBAL DI | COM | 22K | 2K | – |
| BOEING CO | COM | 11K | 50 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 10K | 150 | – |
| BROWN & BROWN INC | COM | 294K | 4K | – |
| BROWN FORMAN CORP | CL B | 260K | 4K | – |
| CAE INC | COM | 7K | 320 | – |
| THE CIGNA GROUP | COM | 5K | 17 | – |
| CVS HEALTH CORP | COM | 26K | 378 | – |
| CANADIAN NATL RY CO | COM | 21K | 176 | – |
| CASEYS GEN STORES INC | COM | 60K | 245 | – |
| CATERPILLAR INC | COM | 292K | 1K | – |
| CHEVRON CORP NEW | COM | 775K | 5K | – |
| CHURCH & DWIGHT CO INC | COM | 298K | 3K | – |
| CINCINNATI FINL CORP | COM | 217K | 2K | – |
| CINTAS CORP | COM | 1M | 3K | – |
| CLOROX CO DEL | COM | 279K | 2K | – |
| COCA COLA CO | COM | 2M | 37K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 26K | 401 | – |
| COLGATE PALMOLIVE CO | COM | 319K | 4K | – |
| CONSOLIDATED EDISON INC | COM | 252K | 3K | – |
| CORNING INC | COM | 7K | 200 | – |
| DBX ETF TR | XTRACK MSCI EAFE | 230K | 6K | – |
| DANIMER SCIENTIFIC INC | COM CL A | 319 | 134 | – |
| DELTA AIR LINES INC DEL | COM NEW | 126K | 3K | – |
| DISNEY WALT CO | COM | 1M | 11K | – |
| DOLLAR GEN CORP NEW | COM | 24K | 142 | – |
| DOVER CORP | COM | 271K | 2K | – |
| DOW INC | COM | 126K | 2K | – |
| EASTMAN CHEM CO | COM | 17K | 200 | – |
| EATON VANCE FLTING RATE INC | COM | 147K | 13K | – |
| ECOLAB INC | COM | 282K | 2K | – |
| EMERSON ELEC CO | COM | 280K | 3K | – |
| ESSEX PPTY TR INC | COM | 206K | 878 | – |
| EXPEDITORS INTL WASH INC | COM | 350K | 3K | – |
| FASTENAL CO | COM | 23K | 388 | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 222K | 2K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 38K | 847 | – |
| FIDELITY MERRIMACK STR TR | LOW DURTIN ETF | 34K | 686 | – |
| FISERV INC | COM | 414K | 3K | – |
| FRANKLIN RESOURCES INC | COM | 258K | 10K | – |
| GALLAGHER ARTHUR J & CO | COM | 123K | 558 | – |
| GENERAL DYNAMICS CORP | COM | 1M | 6K | – |
| GENERAL ELECTRIC CO | COM NEW | 22K | 202 | – |
| GENERAL MLS INC | COM | 3K | 40 | – |
| GENUINE PARTS CO | COM | 315K | 2K | – |
| GILEAD SCIENCES INC | COM | 29K | 382 | – |
| GRAINGER W W INC | COM | 364K | 462 | – |
| GRIFOLS S A | SP ADR REP B NVT | 6K | 665 | – |
| HALLIBURTON CO | COM | 516K | 16K | – |
| HENRY JACK & ASSOC INC | COM | 58K | 346 | – |
| HERON THERAPEUTICS INC | COM | 969 | 835 | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 868K | 4K | – |
| HORMEL FOODS CORP | COM | 215K | 5K | – |
| HOWMET AEROSPACE INC | COM | 10K | 200 | – |
| ILLINOIS TOOL WKS INC | COM | 369K | 1K | – |
| ILLUMINA INC | COM | 13K | 70 | – |
| INTEL CORP | COM | 157K | 5K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 538K | 4K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 4K | 48 | – |
| INTUIT | COM | 67K | 147 | – |
| ISHARES GOLD TR | ISHARES NEW | 212K | 6K | – |
| ISHARES INC | JP MRGN EM HI BD | 336K | 10K | – |
| ISHARES INC | EM MKTS DIV ETF | 370K | 15K | – |
| ISHARES INC | MSCI EMERG MRKT | 11K | 202 | – |
| ISHARES TR | S&P 100 ETF | 726K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 9M | 21K | – |
| ISHARES TR | CORE US AGGBD ET | 243K | 2K | – |
| ISHARES TR | IBOXX INV CP ETF | 32K | 292 | – |
| ISHARES TR | GLOBAL TECH ETF | 203K | 3K | – |
| ISHARES TR | S&P 500 GRWT ETF | 33K | 472 | – |
| ISHARES TR | S&P 500 VAL ETF | 25K | 156 | – |
| ISHARES TR | 20 YR TR BD ETF | 2K | 19 | – |
| ISHARES TR | 7-10 YR TRSY BD | 6K | 60 | – |
| ISHARES TR | 1 3 YR TREAS BD | 15K | 184 | – |
| ISHARES TR | RUS MD CP GR ETF | 23K | 243 | – |
| ISHARES TR | CORE S&P MCP ETF | 75K | 288 | – |
| ISHARES TR | ISHARES BIOTECH | 149K | 1K | – |
| ISHARES TR | US CONSUM DISCRE | 57K | 800 | – |
| ISHARES TR | RUS 1000 VAL ETF | 41K | 260 | – |
| ISHARES TR | RUS 1000 ETF | 91K | 374 | – |
| ISHARES TR | RUSSELL 2000 ETF | 83K | 441 | – |
| ISHARES TR | CORE S&P US GWT | 23K | 233 | – |
| ISHARES TR | RUSSELL 3000 ETF | 30K | 119 | – |
| ISHARES TR | U.S. UTILITS ETF | 25K | 310 | – |
| ISHARES TR | US TELECOM ETF | 626K | 28K | – |
| ISHARES TR | U.S. TECH ETF | 30K | 271 | – |
| ISHARES TR | US HLTHCARE ETF | 132K | 470 | – |
| ISHARES TR | U.S. FIN SVC ETF | 23K | 146 | – |
| ISHARES TR | U.S. FINLS ETF | 57K | 760 | – |
| ISHARES TR | CORE S&P SCP ETF | 239K | 2K | – |
| ISHARES TR | SP SMCP600VL ETF | 2M | 17K | – |
| ISHARES TR | S&P SML 600 GWT | 2M | 14K | – |
| ISHARES TR | MSCI ACWI ETF | 23K | 236 | – |
| ISHARES TR | EAFE SML CP ETF | 2K | 34 | – |
| ISHARES TR | IBOXX HI YD ETF | 15K | 206 | – |
| ISHARES TR | MBS ETF | 221K | 2K | – |
| ISHARES TR | INTRM GOV CR ETF | 19K | 188 | – |
| ISHARES TR | ISHS 5-10YR INVT | 134K | 3K | – |
| ISHARES TR | ISHS 1-5YR INVS | 14K | 280 | – |
| ISHARES TR | PFD AND INCM SEC | 375K | 12K | – |
| ISHARES TR | U.S. MED DVC ETF | 117K | 2K | – |
| ISHARES TR | US HLTHCR PR ETF | 7K | 27 | – |
| ISHARES TR | EAFE GRWTH ETF | 278K | 3K | – |
| JOHNSON & JOHNSON | COM | 2M | 9K | – |
| KIMBERLY-CLARK CORP | COM | 279K | 2K | – |
| KOHLS CORP | COM | 41K | 2K | – |
| KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 672 | 31 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 7K | – |
| LAUDER ESTEE COS INC | CL A | 336K | 2K | – |
| LEGGETT & PLATT INC | COM | 307K | 10K | – |
| LILLY ELI & CO | COM | 1M | 3K | – |
| LOWES COS INC | COM | 329K | 1K | – |
| LUCID GROUP INC | COM | 8K | 1K | – |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 42K | 667 | – |
| MARKEL GROUP INC | COM | 7K | 5 | – |
| MARRIOTT INTL INC NEW | CL A | 37K | 200 | – |
| MATTEL INC | COM | 391 | 20 | – |
| MCCORMICK & CO INC | COM NON VTG | 259K | 3K | – |
| MCDONALDS CORP | COM | 622K | 2K | – |
| MICROSOFT CORP | COM | 3M | 8K | – |
| MONDELEZ INTL INC | CL A | 2K | 27 | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 6K | 20 | – |
| NASDAQ INC | COM | 72K | 1K | – |
| NIKE INC | CL B | 1M | 10K | – |
| NORFOLK SOUTHN CORP | COM | 45K | 200 | – |
| NOVO-NORDISK A S | ADR | 113K | 697 | – |
| NUCOR CORP | COM | 323K | 2K | – |
| OMEGA HEALTHCARE INVS INC | COM | 279K | 9K | – |
| ONEOK INC NEW | COM | 38K | 612 | – |
| PPG INDS INC | COM | 286K | 2K | – |
| PEPSICO INC | COM | 397K | 2K | – |
| PFIZER INC | COM | 29K | 792 | – |
| PHILIP MORRIS INTL INC | COM | 43K | 436 | – |
| PIONEER NAT RES CO | COM | 357K | 2K | – |
| POLARIS INC | COM | 8K | 69 | – |
| PROCTER AND GAMBLE CO | COM | 2M | 11K | – |
| PRUDENTIAL FINL INC | COM | 143K | 2K | – |
| QUALCOMM INC | COM | 163K | 1K | – |
| REALTY INCOME CORP | COM | 234K | 4K | – |
| REPUBLIC SVCS INC | COM | 116K | 758 | – |
| ROBLOX CORP | CL A | 81K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 33K | 100 | – |
| ROPER TECHNOLOGIES INC | COM | 278K | 578 | – |
| SEI INVTS CO | COM | 149K | 3K | – |
| SAP SE | SPON ADR | 22K | 160 | – |
| SCHLUMBERGER LTD | COM STK | 24K | 479 | – |
| SHERWIN WILLIAMS CO | COM | 328K | 1K | – |
| SMITH A O CORP | COM | 307K | 4K | – |
| SMUCKER J M CO | COM NEW | 148 | 1 | – |
| SNAP ON INC | COM | 78K | 272 | – |
| SOUTHERN CO | COM | 446K | 6K | – |
| BLOCK INC | CL A | 5K | 80 | – |
| STANLEY BLACK & DECKER INC | COM | 221K | 2K | – |
| STARBUCKS CORP | COM | 1M | 12K | – |
| STRYKER CORPORATION | COM | 90K | 294 | – |
| SYSCO CORP | COM | 241K | 3K | – |
| TJX COS INC NEW | COM | 526K | 6K | – |
| T-MOBILE US INC | COM | 1K | 10 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 27K | 265 | – |
| TOYOTA MOTOR CORP | ADS | 32K | 202 | – |
| TRACTOR SUPPLY CO | COM | 121K | 547 | – |
| UNION PAC CORP | COM | 121K | 591 | – |
| UNITED PARCEL SERVICE INC | CL B | 884K | 5K | – |
| V F CORP | COM | 217K | 11K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 93K | 2K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 10K | 221 | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 45K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 24K | 60 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 2M | 18K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 3M | 13K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 232K | 3K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 175K | 760 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 216K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 8M | 30K | – |
| VANGUARD INDEX FDS | VALUE ETF | 7M | 46K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 165K | 747 | – |
| VULCAN MATLS CO | COM | 621K | 3K | – |
| WABTEC | COM | 658 | 6 | – |
| WALMART INC | COM | 2M | 11K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 282K | 10K | – |
| WATSCO INC | COM | 73K | 191 | – |
| WELLS FARGO CO NEW | COM | 63K | 1K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 279K | 730 | – |
| ALPS ETF TR | ALERIAN MLP | 16K | 400 | – |
| AT&T INC | COM | 401K | 25K | – |
| ARK ETF TR | INNOVATION ETF | 10K | 230 | – |
| ABBVIE INC | COM | 265K | 2K | – |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 646K | 35K | – |
| AGILENT TECHNOLOGIES INC | COM | 681K | 6K | – |
| ALPHABET INC | CAP STK CL A | 2M | 18K | – |
| ALTRIA GROUP INC | COM | 26K | 583 | – |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 8K | 510 | – |
| AMERICAN AIRLS GROUP INC | COM | 18K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 12K | 63 | – |
| AMERIS BANCORP | COM | 52K | 2K | – |
| APPIAN CORP | CL A | 29K | 600 | – |
| ARCONIC CORPORATION | COM | 1K | 50 | – |
| BIOGEN INC | COM | 9K | 32 | – |
| BLACKROCK INC | COM | 779K | 1K | – |
| BLACKROCK ENHANCED EQUITY DI | COM | 20K | 2K | – |
| BLACKSTONE INC | COM | 4K | 38 | – |
| BLINK CHARGING CO | COM | 359 | 60 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 42K | 255 | – |
| BROADSTONE NET LEASE INC | COM | 12M | 761K | – |
| BROADCOM INC | COM | 28K | 32 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 32K | 335 | – |
| CME GROUP INC | COM | 10K | 52 | – |
| CARDINAL HEALTH INC | COM | 379K | 4K | – |
| CARRIER GLOBAL CORPORATION | COM | 33K | 654 | – |
| CBAK ENERGY TECHNOLOGY INC | COM | 73 | 60 | – |
| CISCO SYS INC | COM | 1M | 27K | – |
| COMCAST CORP NEW | CL A | 76K | 2K | – |
| CONSTELLATION BRANDS INC | CL A | 923K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| DXC TECHNOLOGY CO | COM | 935 | 35 | – |
| DEVON ENERGY CORP NEW | COM | 147K | 3K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 56K | 1K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 121K | 3K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 78K | 2K | – |
| DOMINION ENERGY INC | COM | 104K | 2K | – |
| DUKE ENERGY CORP NEW | COM NEW | 287K | 3K | – |
| EOG RES INC | COM | 28K | 247 | – |
| ETF MANAGERS TR | ETFMG ALTR HRVST | 60 | 20 | – |
| EATON VANCE SR FLTNG RTE TR | COM | 173K | 15K | – |
| EDWARDS LIFESCIENCES CORP | COM | 461K | 5K | – |
| EMBECTA CORP | COMMON STOCK | 583 | 27 | – |
| ENBRIDGE INC | COM | 11K | 300 | – |
| EQUINIX INC | COM | 18K | 23 | – |
| EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 12K | 2K | – |
| EXXON MOBIL CORP | COM | 790K | 7K | – |
| META PLATFORMS INC | CL A | 312K | 1K | – |
| FIDELITY NATL INFORMATION SV | COM | 8K | 154 | – |
| FIRST TR SR FLTG RATE INCOME | COM | 99K | 10K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 13K | 158 | – |
| GENERAL MTRS CO | COM | 8K | 200 | – |
| GLACIER BANCORP INC NEW | COM | 29K | 931 | – |
| GLOBAL PMTS INC | COM | 29K | 290 | – |
| HDFC BANK LTD | SPONSORED ADS | 13K | 180 | – |
| HP INC | COM | 13K | 410 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 7K | 410 | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 449K | 4K | – |
| INVESCO QQQ TR | UNIT SER 1 | 145K | 392 | – |
| INVESCO SR INCOME TR | COM | 200K | 52K | – |
| IQVIA HLDGS INC | COM | 527K | 2K | – |
| ISHARES SILVER TR | ISHARES | 219K | 10K | – |
| ISHARES TR | US TREAS BD ETF | 457K | 20K | – |
| ISHARES TR | FLTG RATE NT ETF | 34K | 675 | – |
| ISHARES TR | CORE HIGH DV ETF | 128K | 1K | – |
| ISHARES TR | MSCI EAFE MIN VL | 39K | 575 | – |
| ISHARES TR | MSCI USA MIN VOL | 287K | 4K | – |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 80K | 2K | – |
| ISHARES TR | MSCI USA VALUE | 157K | 2K | – |
| ISHARES TR | MSCI USA MMENTM | 3K | 19 | – |
| ISHARES TR | CORE MSCI EAFE | 6M | 85K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 45K | – |
| ISHARES INC | ESG AWR MSCI EM | 42K | 1K | – |
| ISHARES TR | 0-5YR HI YL CP | 12K | 284 | – |
| ISHARES TR | ESG AWR MSCI USA | 621K | 6K | – |
| ISHARES TR | SELF DRIVNG EV | 8K | 200 | – |
| ISHARES TR | US INFRASTRUC | 58K | 1K | – |
| JPMORGAN CHASE & CO | COM | 605K | 4K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 554K | 3K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 266 | 20 | – |
| LI-CYCLE HOLDINGS CORP | COMMON SHARES | 6K | 1K | – |
| MARATHON PETE CORP | COM | 6K | 55 | – |
| MASTERCARD INCORPORATED | CL A | 165K | 420 | – |
| MCKESSON CORP | COM | 286K | 670 | – |
| MEDICAL PPTYS TRUST INC | COM | 41K | 4K | – |
| MERCK & CO INC | COM | 95K | 825 | – |
| MICROVAST HOLDINGS INC | COM | 2K | 1K | – |
| MONGODB INC | CL A | 55K | 134 | – |
| NETFLIX INC | COM | 96K | 219 | – |
| NEXTERA ENERGY INC | COM | 301K | 4K | – |
| NVIDIA CORPORATION | COM | 52K | 123 | – |
| NUVEEN FLOATING RATE INCOME | COM | 260K | 33K | – |
| NUVEEN CR STRATEGIES INCOME | COM SHS | 98K | 19K | – |
| ORACLE CORP | COM | 2M | 14K | – |
| ORION OFFICE REIT INC | COM | 7 | 1 | – |
| OTIS WORLDWIDE CORP | COM | 11K | 121 | – |
| OWL ROCK CAPITAL CORPORATION | COM | 4M | 304K | – |
| PACER FDS TR | US CASH COWS 100 | 2K | 50 | – |
| PAYPAL HLDGS INC | COM | 14K | 210 | – |
| PIMCO ETF TR | ACTIVE BD ETF | 8K | 88 | – |
| PINTEREST INC | CL A | 11K | 400 | – |
| POOL CORP | COM | 11K | 30 | – |
| PRICE T ROWE GROUP INC | COM | 234K | 2K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 51K | 523 | – |
| REDFIN CORP | COM | 9K | 750 | – |
| REGIONS FINANCIAL CORP NEW | COM | 14K | 803 | – |
| UPBOUND GROUP INC | COM | 78K | 3K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 4K | 270 | – |
| ROKU INC | COM CL A | 6K | 100 | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 237K | 535 | – |
| SPDR GOLD TR | GOLD SHS | 895K | 5K | – |
| SPDR SER TR | SPDR S&P1500VL | 22K | 150 | – |
| SPDR SER TR | PORTFOLIO CRPORT | 7K | 230 | – |
| SPDR SER TR | S&P REGL BKG | 24K | 600 | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 29K | 316 | – |
| SPDR SER TR | SSGA US SMAL ETF | 15K | 142 | – |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 66K | 9K | – |
| SALESFORCE INC | COM | 428K | 2K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 185K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 1M | 8K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 3M | 47K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 758K | 4K | – |
| SELECT SECTOR SPDR TR | ENERGY | 620K | 8K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 628K | 19K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 515K | 5K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5M | 28K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 8K | 118 | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 241K | 4K | – |
| SHARECARE INC | COM CL A | 2K | 1K | – |
| SYNOVUS FINL CORP | COM NEW | 3K | 108 | – |
| SYNCHRONY FINANCIAL | COM | 4K | 122 | – |
| TARGET CORP | COM | 175K | 1K | – |
| TELADOC HEALTH INC | COM | 5K | 200 | – |
| TESLA INC | COM | 4K | 15 | – |
| THE TRADE DESK INC | COM CL A | 77K | 1K | – |
| 3M CO | COM | 405K | 4K | – |
| TRUIST FINL CORP | COM | 349K | 11K | – |
| UBER TECHNOLOGIES INC | COM | 345 | 8 | – |
| ULTA BEAUTY INC | COM | 38K | 81 | – |
| UNITED CMNTY BKS BLAIRSVLE G | COM | 21K | 836 | – |
| UNITEDHEALTH GROUP INC | COM | 595K | 1K | – |
| VAIL RESORTS INC | COM | 25K | 100 | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 2K | 8 | – |
| VANGUARD WORLD FDS | INF TECH ETF | 254K | 575 | – |
| VANGUARD WORLD FDS | MATERIALS ETF | 6K | 32 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 1K | 17 | – |
| VERIZON COMMUNICATIONS INC | COM | 635K | 17K | – |
| VERISK ANALYTICS INC | COM | 8K | 36 | – |
| VIATRIS INC | COM | 1K | 124 | – |
| VICTORY PORTFOLIOS II | VCSHS US DISCVRY | 884K | 17K | – |
| VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 3M | 47K | – |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 3M | 49K | – |
| VISA INC | COM CL A | 663K | 3K | – |
| WP CAREY INC | COM | 486K | 7K | – |
| WEC ENERGY GROUP INC | COM | 26K | 293 | – |
| WESTERN ASSET GBL HIGH INC F | COM | 36K | 5K | – |
| WESTROCK CO | COM | 4K | 146 | – |
| WISDOMTREE TR | US LARGECAP DIVD | 51K | 798 | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 126K | 3K | – |
| WORKHORSE GROUP INC | COM NEW | 52 | 60 | – |
| XCEL ENERGY INC | COM | 26K | 412 | – |
| AMCOR PLC | ORD | 221K | 22K | – |
| ACCENTURE PLC | SHS CLASS A | 1M | 4K | – |
| EATON CORP PLC | SHS | 16K | 82 | – |
| KAIXIN AUTO HLDGS | SHS | 19 | 60 | – |
| LINDE PLC | SHS | 303K | 795 | – |
| MEDTRONIC PLC | SHS | 248K | 3K | – |
| PENTAIR PLC | SHS | 314K | 5K | – |
| STERIS PLC | SHS USD | 371K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 683K | 4K | – |
| CHUBB LIMITED | COM | 250K | 1K | – |
| TE CONNECTIVITY LTD | SHS | 280 | 2 | – |
| FIVERR INTL LTD | ORD SHS | 8K | 292 | – |
| NXP SEMICONDUCTORS N V | COM | 501K | 2K | – |