AGHAZ INVESTMENT ADVISORS, LLC
Adviser information for AGHAZ INVESTMENT ADVISORS, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 469 | $915,337 |
| Non-Discretionary | 0 | $0 |
| Total | 469 | $915,337 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 469 | $915,337 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AGHAZ INVESTMENT ADVISORS, LLC WRAP FEE PROGRAM | AGHAZ INVESTMENT ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-118747 |
|---|---|
| SEC ERA File Number | 801-118747 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308500 |
| Legal Entity Identifier | None |
Principal Office
12518 LOXLEY DRFRISCO
TX
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 425-202-6196, Fax: N/A
Chief Compliance Officer
KHURRAM AGHA
CEO
12518 LOXLEY DR
FRISCO
TX
United States
Tel:
425-233-9348
K******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AGHAZ INVESTMENTS, INC | Domestic Entity | – | MEMBER | 02/2020 | > 75% |
| Agha, Khurram, Zubair | Individual | – | CEO, CCO | 04/2020 | < 5% |
| Agha, Khurram | Individual | AGHAZ INVESTMENTS, INC | CEO | 02/2020 | > 75% |