Hedge Fund Database

FORTRESS WEALTH GROUP, LLC

FWG HOLDINGS, LLC Legal Name

Adviser information for FORTRESS WEALTH GROUP, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 875 $294.7M
Non-Discretionary 0 $0
Total 875 $294.7M

Clients

Type Number RAUM
Individuals 233 $85.2M
HNW Individuals 78 $206.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $674,534
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $2.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES
Compensation % of AUMHourly chargesFixed feesCONSULTING FEES
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-118769
SEC ERA File Number 801-118769
SEC CIK Numbers 1862067
SEC CRD Numbers 308968
Legal Entity Identifier None

Principal Office

1099 W MORSE BLVD
WINTER PARK
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 407-999-8998, Fax: 407-601-3308

Websites

www.facebook.com/fortresswealthgroup www.linkedin.com/company/fortress-wealth-group/mycompany/ www.fortresswealthgroup.com www.instagram.com/fortresswealthgroup/

Chief Compliance Officer

JOHN E. LEDFORD
PRESIDENT
1099 W MORSE BLVD
WINTER PARK
FL
United States
Tel: 407-999-8998
(Full email address available in API data)

Industry Affiliates

FWG CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles
FWG INVESTMENT MANAGEMENT Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LEDFORD, JOHN, EDWARD Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 06/2020 < 5%
LEDFORD HOLDINGS, LLC Domestic Entity – MEMBER 07/2022 > 75%
LEDFORD, JOHN, EDWARD Individual LEDFORD HOLDINGS, LLC MEMBER 07/2022 > 75%
CAPITAL ROCK LLC Domestic Entity – MEMBER 07/2022 10-25%
LINQUIST, COLE, ROBERT Individual CAPITAL ROCK LLC MEMBER 07/2022 > 75%

No. Employees, Historic

201002020202120222023202420251 on 4/21/20204 on 6/19/20204 on 9/17/20204 on 9/25/20204 on 12/24/20209 on 3/12/20219 on 5/26/202112 on 3/30/202212 on 7/28/202212 on 11/2/202213 on 3/24/202313 on 7/11/202313 on 11/20/202313 on 11/22/202313 on 3/22/2024

RAUM, Historic

300M150M0202020212022202320242025185000000 on 9/17/2020185000000 on 9/25/2020185000000 on 12/24/2020214000000 on 3/12/2021214000000 on 5/26/2021245500000 on 3/30/2022245500000 on 7/28/2022245500000 on 11/2/2022257350000 on 3/24/2023257350000 on 7/11/2023257350000 on 11/20/2023257350000 on 11/22/2023294685885 on 3/22/2024

No. Clients, Historic

40020002020202120222023202420250 on 4/21/20200 on 6/19/2020280 on 9/17/2020280 on 9/25/2020280 on 12/24/2020302 on 3/12/2021302 on 5/26/2021313 on 3/30/2022313 on 7/28/2022313 on 11/2/2022313 on 3/24/2023313 on 7/11/2023313 on 11/20/2023313 on 11/22/2023318 on 3/22/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 514K 2K –
ADVANCED MICRO DEVICES INC COM 204K 1K –
ALPHABET INC CAP STK CL A 349K 2K –
ALPHABET INC CAP STK CL C 1M 7K –
ALPS ETF TR ALERIAN MLP 826K 17K –
AMAZON COM INC COM 3M 14K –
AMERICAN ELEC PWR CO INC COM 200K 2K –
AMERICAN EXPRESS CO COM 215K 871 –
APPLE INC COM 4M 20K –
APPLIED MATLS INC COM 345K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K –
BOEING CO COM 1M 8K –
BROADCOM INC COM 770K 5K –
CAPITAL ONE FINL CORP COM 276K 2K –
CATERPILLAR INC COM 909K 3K –
CHEVRON CORP NEW COM 906K 6K –
CISCO SYS INC COM 493K 11K –
COCA COLA CO COM 634K 10K –
COSTAR GROUP INC COM 446K 6K –
COSTCO WHSL CORP NEW COM 314K 369 –
CROWDSTRIKE HLDGS INC CL A 665K 2K –
CSX CORP COM 407K 12K –
DARDEN RESTAURANTS INC COM 314K 2K –
DUKE ENERGY CORP NEW COM NEW 327K 3K –
ECOLAB INC COM 455K 2K –
ELI LILLY & CO COM 2M 2K –
EXXON MOBIL CORP COM 1M 9K –
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 324K 7K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 385K 7K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 330K 7K –
FIRST TR MID CAP CORE ALPHAD COM SHS 4M 38K –
FIRST TR MORNINGSTAR DIVID L SHS 418K 11K –
FIRST TR VALUE LINE DIVID IN SHS 2M 47K –
GE AEROSPACE COM NEW 235K 1K –
GENERAL DYNAMICS CORP COM 304K 1K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 512K 9K –
HOME DEPOT INC COM 1M 3K –
ILLINOIS TOOL WKS INC COM 257K 1K –
INGERSOLL RAND INC COM 240K 2K –
INTERNATIONAL BUSINESS MACHS COM 314K 2K –
INVESCO QQQ TR UNIT SER 1 17M 35K –
ISHARES TR CORE S&P MCP ETF 550K 9K –
ISHARES TR TRS FLT RT BD 4M 71K –
ISHARES TR IBOXX HI YD ETF 608K 8K –
ISHARES TR CORE US AGGBD ET 1M 12K –
ISHARES TR RUSSELL 3000 ETF 3M 9K –
ISHARES TR CORE S&P SCP ETF 239K 2K –
ISHARES TR 20+ YEAR TR BD 9M 331K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 480K 10K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 1M 24K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 25K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 9M 156K –
JOHNSON & JOHNSON COM 1M 8K –
JPMORGAN CHASE & CO. COM 2M 11K –
KKR & CO INC COM 592K 5K –
LAM RESEARCH CORP COM 429K 447 –
LINDE PLC SHS 506K 1K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 8M 257K –
LUMINAR TECHNOLOGIES INC COM CL A 61K 35K –
MARATHON PETE CORP COM 387K 2K –
MARSH & MCLENNAN COS INC COM 242K 1K –
MASTERCARD INCORPORATED CL A 367K 830 –
MERCADOLIBRE INC COM 491K 290 –
MERCK & CO INC COM 570K 5K –
META PLATFORMS INC CL A 1M 3K –
MICRON TECHNOLOGY INC COM 229K 2K –
MICROSOFT CORP COM 4M 9K –
NEXTERA ENERGY INC COM 869K 12K –
NVIDIA CORPORATION COM 7M 60K –
ON SEMICONDUCTOR CORP COM 461K 6K –
PACER FDS TR US CASH COWS 100 10M 176K –
PACER FDS TR DEVELOPED MRKT 547K 18K –
PACER FDS TR PACER US SMALL 995K 21K –
PACER FDS TR PAC ASSET FLTG 874K 18K –
PALO ALTO NETWORKS INC COM 669K 2K –
PEPSICO INC COM 724K 4K –
PROCTER AND GAMBLE CO COM 1M 7K –
PROLOGIS INC. COM 520K 4K –
PROSHARES TR ULTRAPRO QQQ 593K 8K –
ROPER TECHNOLOGIES INC COM 440K 766 –
RTX CORPORATION COM 260K 2K –
SCHLUMBERGER LTD COM STK 271K 6K –
SELECT SECTOR SPDR TR FINANCIAL 224K 5K –
SERVICENOW INC COM 532K 695 –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K –
SPDR S&P 500 ETF TR TR UNIT 8M 14K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 545K 977 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 519K 3K –
TESLA INC COM 1M 4K –
THE CIGNA GROUP COM 427K 1K –
TRANE TECHNOLOGIES PLC SHS 947K 3K –
TRANSDIGM GROUP INC COM 519K 403 –
TRUIST FINL CORP COM 363K 8K –
TUPPERWARE BRANDS CORP COM 26K 20K –
TYLER TECHNOLOGIES INC COM 465K 883 –
UNION PAC CORP COM 479K 2K –
UNITEDHEALTH GROUP INC COM 824K 1K –
VANECK ETF TRUST MRNGSTR WDE MOAT 7M 80K –
VANGUARD INDEX FDS GROWTH ETF 23M 61K –
VANGUARD INDEX FDS VALUE ETF 23M 137K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 936K 12K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 362K 3K –
VISA INC COM CL A 830K 3K –
WALMART INC COM 429K 6K –
ZIMMER BIOMET HOLDINGS INC COM 384K 3K –