180 DEGREE CAPITAL CORP.
Adviser information for 180 DEGREE CAPITAL CORP. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $60.8M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $60.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $1.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $50.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
7 N. WILLOW STREETSUITE 4B
MONTCLAIR
NJ
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 973-746-4500, Fax: 973-746-4508
Chief Compliance Officer
DANIEL WOLFE
PRESIDENT, CFO, PORTFOLIO MANAGER
7 N. WILLOW STREET
SUITE 4B
MONTCLAIR
NJ
United States
Tel:
973-746-4500
Fax:
973-746-4508
D*****@*******************M
(Full email address available in API data)
Regulatory Contact
ALICIA GIFT
SENIOR CONTROLLER
7 N. WILLOW STREET
SUITE 4B
MONTCLAIR
NJ
United States
Tel:
973-746-4500
A*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOLFE, DANIEL, B | Individual | – | PRESIDENT, CFO, CCO AND PORTFOLIO MANAGER | 01/2009 | < 5% |
| SHANLEY, RICHARD, P | Individual | – | DIRECTOR | 03/2007 | < 5% |
| RENDINO, KEVIN, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER, CHAIRMAN, PORTFOLIO MANAGER | 03/2017 | < 5% |
| WEIL, PARKER, ANDERS | Individual | – | DIRECTOR | 07/2017 | < 5% |
| BRANDOM, STACY, RIGGS | Individual | – | DIRECTOR | 01/2014 | < 5% |