GOLDEN CORNER WEALTH ADVISORS

GOLDEN GREEN, INC. Legal Name

Adviser information for GOLDEN CORNER WEALTH ADVISORS last updated from Form ADV on June 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 787 $130.4M
Non-Discretionary 3 $202,159
Total 790 $130.6M

Clients

Type Number RAUM
Individuals 343 $73.7M
HNW Individuals 37 $56.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $18,349
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $578,896
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 130.6M
Portfolio Manager to Program Sponsor
GOLDEN GREEN, INC. DBA GOLDEN CORNER WEALTH ADVISORS WRAP FEE PROGRAM GOLDEN CORNER WEALTH ADVISORS

Identifiers

SEC RIA File Number 801-118790
SEC ERA File Number 801-118790
SEC CIK Numbers 1839419
SEC CRD Numbers 309044
Legal Entity Identifier None

Principal Office

811 BYPASS 123
SENECA
SC
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 864-888-8700, Fax: 864-888-0826

Chief Compliance Officer

AMY C BURK
CHIEF COMPLIANCE OFFICER
811 BYPASS 123
SENECA
SC
United States
Tel: 864-888-8700
Fax: 864-888-0826
(Full email address available in API data)

Regulatory Contact

JAMES L CHARBONNEAU
SHAREHOLDER & CEO
811 BYPASS 123
SENECA
SC
United States
Tel: 864-888-8700
Fax: 864-888-0826
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CHARBONNEAU, JAMES, L Individual SHAREHOLDER & CEO 04/2013 > 75%
BURK, AMY, CHARBONNEAU Individual CHIEF COMPLIANCE OFFICER 04/2020 < 5%

No. Employees, Historic

1050202020212022202320242 on 4/23/20202 on 4/23/20202 on 5/1/20202 on 5/29/20202 on 6/29/20202 on 6/30/20202 on 7/27/20202 on 2/2/20212 on 2/19/20212 on 10/13/20213 on 12/20/20213 on 1/11/20222 on 2/15/20222 on 3/2/20222 on 4/5/20222 on 9/7/20222 on 11/4/20222 on 12/20/20222 on 2/8/20232 on 4/27/20232 on 6/5/2023

RAUM, Historic

200M100M0202020212022202320240 on 4/23/20200 on 4/23/20200 on 5/1/20200 on 5/29/20200 on 6/29/20200 on 6/30/2020121300000 on 7/27/2020121300000 on 2/2/2021147221512 on 2/19/2021147221512 on 10/13/2021147221512 on 12/20/2021147221512 on 1/11/2022147221512 on 2/15/2022160720304 on 3/2/2022160720304 on 4/5/2022160720304 on 9/7/2022160720304 on 11/4/2022160720304 on 12/20/2022130613856 on 2/8/2023130613856 on 4/27/2023130613856 on 6/5/2023

No. Clients, Historic

5002500202020212022202320240 on 4/23/20200 on 4/23/20200 on 5/1/20200 on 5/29/20200 on 6/29/20200 on 6/30/2020430 on 7/27/2020430 on 2/2/2021337 on 2/19/2021337 on 10/13/2021337 on 12/20/2021337 on 1/11/2022337 on 2/15/2022363 on 3/2/2022363 on 4/5/2022363 on 9/7/2022363 on 11/4/2022363 on 12/20/2022387 on 2/8/2023387 on 4/27/2023387 on 6/5/2023

Holdings

From latest 13F, filed October 31st, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ADVANCED MICRO DEVICES INC COM 455K 4K
AGNC INVT CORP COM 1M 156K
ALPHABET INC CAP STK CL A 931K 7K
ALPS ETF TR ALERIAN MLP 4M 93K
AMAZON COM INC COM 2M 12K
ANNALY CAPITAL MANAGEMENT IN COM NEW 1M 70K
APPLE INC COM 12M 68K
ARES CAPITAL CORP COM 2M 97K
BLACKSTONE MTG TR INC COM CL A 269K 12K
BLUE OWL CAPITAL CORPORATION COM 2M 119K
BOOKING HOLDINGS INC COM 669K 217
BROADCOM INC COM 860K 1K
CAPITAL SOUTHWEST CORP COM 3M 122K
CATERPILLAR INC COM 298K 1K
CHEVRON CORP NEW COM 630K 4K
CONOCOPHILLIPS COM 716K 6K
COSTCO WHSL CORP NEW COM 950K 2K
DEVON ENERGY CORP NEW COM 2M 40K
EATON VANCE TAX-MANAGED DIVE COM 1M 103K
ELI LILLY & CO COM 2M 4K
ENERGY TRANSFER L P COM UT LTD PTN 1M 30K
ENERGY TRANSFER L P COM UT LTD PTN 448K 32K
ETFIS SER TR I INFRAC ACT MLP 4M 109K
EXXON MOBIL CORP COM 1M 10K
FOOT LOCKER INC COM 450K 30K
FRANKLIN BSP RLTY TR INC COMMON STOCK 281K 21K
FS KKR CAP CORP COM 1M 65K
GLOBAL X FDS GLB X MLP ENRG I 4M 92K
GLOBAL X FDS GLBL X MLP ETF 4M 85K
GLOBAL X FDS US PFD ETF 652K 35K
GLOBAL X FDS RATE PREFERRED 582K 25K
HANCOCK JOHN PFD INCOME FD SH BEN INT 580K 40K
HANCOCK JOHN PFD INCOME FD I COM 586K 41K
HANCOCK JOHN PFD INCOME FD I COM 583K 44K
HANCOCK JOHN TAX-ADVANTAGED COM 868K 49K
HERCULES CAPITAL INC COM 2M 138K
HIVE DIGITAL TECHNOLOGIES LT COM NEW 31K 10K
HOME DEPOT INC COM 459K 2K
HUT 8 MNG CORP COM 29K 15K
INTERNATIONAL GAME TECHNOLOG SHS USD 152K 10K
INVESCO EXCH TRADED FD TR II PFD ETF 3M 307K
INVESCO MORTGAGE CAPITAL INC COM 827K 83K
ISHARES TR CORE S&P MCP ETF 206K 827
ISHARES TR PFD AND INCM SEC 3M 116K
KEYCORP COM 222K 21K
LAS VEGAS SANDS CORP COM 429K 9K
MAIN STR CAP CORP COM 2M 42K
MASTERCARD INCORPORATED CL A 315K 796
MCDONALDS CORP COM 427K 2K
META PLATFORMS INC CL A 2M 8K
MFA FINL INC COM 1M 130K
MICROSOFT CORP COM 2M 6K
NETFLIX INC COM 2M 5K
NEW YORK CMNTY BANCORP INC COM 128K 11K
NVIDIA CORPORATION COM 1M 3K
OCCIDENTAL PETE CORP COM 733K 11K
PALO ALTO NETWORKS INC COM 225K 958
PENNANTPARK FLOATING RATE CA COM 2M 153K
PENNANTPARK INVT CORP COM 2M 253K
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 408K 27K
PIONEER NAT RES CO COM 852K 4K
POTLATCHDELTIC CORPORATION COM 226K 5K
RITHM CAPITAL CORP COM NEW 2M 171K
SALESFORCE INC COM 551K 3K
SCHWAB CHARLES CORP COM 266K 5K
SERVICENOW INC COM 371K 663
SEVEN HILLS REALTY TRUST COM 335K 31K
SHOPIFY INC CL A 469K 9K
SIXTH STREET SPECIALTY LENDI COM 2M 97K
SPDR SER TR PORTFOLIO SH TSR 269K 9K
STAR BULK CARRIERS CORP. SHS PAR 894K 46K
TAKE-TWO INTERACTIVE SOFTWAR COM 351K 2K
THE TRADE DESK INC COM CL A 245K 3K
TRIPLEPOINT VENTURE GROWTH B COM 2M 144K
UBER TECHNOLOGIES INC COM 516K 11K
UNITEDHEALTH GROUP INC COM 546K 1K
VISA INC COM CL A 789K 3K
WELLS FARGO CO NEW COM 219K 5K
WOODSIDE ENERGY GROUP LTD SPONSORED ADR 208K 9K
WORKDAY INC CL A 377K 2K