STARSHIP SECURITIES LLC
Adviser information for STARSHIP SECURITIES LLC last updated from Form ADV on May 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,080 | $1.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,080 | $1.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,080 | $1.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STARSHIP | STARSHIP SECURITIES LLC |
Identifiers
| SEC RIA File Number | 801-118795 |
|---|---|
| SEC ERA File Number | 801-118795 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306945 |
| Legal Entity Identifier | None |
Principal Office
54 KING STREETNEW YORK
NY
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 866-340-4467, Fax: None
Chief Compliance Officer
KYLE MICHAEL KOCH
54 KING STREET
NEW YORK
NY
United States
Tel:
281-728-3167
M******@**************M
(Full email address available in API data)
Regulatory Contact
ANDY GERMANN
VICE PRESIDENT OPERATIONS
54 KING STREET
NEW YORK
NY
United States
Tel:
513 5715384
A***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRIGHTER FINANCIAL INC. | Domestic Entity | – | MEMBER | 10/2019 | > 75% |
| Koch, Kyle, Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| GERMANN, ANDREW | Individual | – | VICE PRESIDENT, OPERATIONS | 02/2020 | < 5% |
| OPTUM FINANCIAL, INC. | Domestic Entity | BRIGHTER FINANCIAL INC. | OWNER | 08/2022 | > 75% |
| OPTUMHEALTH HOLDINGS, LLC | Domestic Entity | OPTUM FINANCIAL, INC. | OWNER | 08/2022 | > 75% |
| OPTUM, INC. | Domestic Entity | OPTUMHEALTH HOLDINGS, LLC | OWNER | 08/2022 | > 75% |
| UNITED HEALTHCARE SERVICES, INC | Domestic Entity | OPTUM, INC. | OWNER | 08/2022 | > 75% |
| UNITEDHEALTH GROUP INCORPORATED | Domestic Entity | UNITED HEALTHCARE SERVICES, INC | OWNER | 08/2022 | > 75% |
| Resnick, Scott, Andrew | Individual | – | CEO/PRESIDENT/SECRETARY/TREASURER | 04/2023 | < 5% |