BENNINGTON FINANCIAL PLANNING GROUP
Adviser information for BENNINGTON FINANCIAL PLANNING GROUP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 609 | $175.4M |
| Non-Discretionary | 33 | $8.3M |
| Total | 642 | $183.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $70.2M |
| HNW Individuals | 94 | $100.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $12.1M |
| State or municipal gov entities | <5 | $972,594 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $477,171 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-118801 |
|---|---|
| SEC ERA File Number | 801-118801 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116302 |
| Legal Entity Identifier | None |
Principal Office
207 WEST MAIN STREETBENNINGTON
VT
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 802-447-1530, Fax: 802-447-0034
Chief Compliance Officer
BRIAN D. MCKENNA
207 WEST MAIN ST
BENNINGTON
VT
United States
Tel:
(802) 447-1530
Fax:
(802) 447-0034
B************@************M
(Full email address available in API data)
Regulatory Contact
DONALD MCKENNA
PRESIDENT
207 WEST MAIN STREET
BENNINGTON
VT
United States
Tel:
802-447-1530
Fax:
802-447-0034
D**********@************M
(Full email address available in API data)
Industry Affiliates
| D. B. MCKENNA & CO., INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCKENNA, DONALD, BRIAN | Individual | – | PRESIDENT | 02/1995 | > 75% |
| MCKENNA, MICHAEL, SEAN | Individual | – | VICE PRESIDENT | 02/1995 | < 5% |
| MCKENNA, BRIAN, DONALD | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |