CARRICK CAPITAL PARTNERS
CARRICK CAPITAL MANAGEMENT COMPANY, LLC Legal Name
Adviser information for CARRICK CAPITAL PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 27 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 27 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118804 |
|---|---|
| SEC ERA File Number | 801-118804 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165915 |
| Legal Entity Identifier | None |
Principal Office
ONE CALIFORNIA STREETSUITE 1900
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM-5:30PM
Tel: 415-432-4100, Fax: 415-432-4101
Chief Compliance Officer
SUZANNE PASSALACQUA
CHIEF FINANCIAL OFFICER
ONE CALIFORNIA STREET
SUITE 1900
SAN FRANCISCO
CA
United States
Tel:
4154324134
Fax:
415-366-3256
S***********@*************************M
(Full email address available in API data)
Industry Affiliates
| CARRICK MANAGEMENT PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CARRICK MANAGEMENT PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CARRICK MANAGEMENT PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CARRICK MANAGEMENT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CARRICK CAPITAL ASSOCIATES FUND II, L.P. | Venture Capital Fund | $31.2M | $0.1M | 18 |
| CARRICK CAPITAL ASSOCIATES FUND III, L.P. | Private Equity Fund | $47.7M | $0.1M | 27 |
| CARRICK CAPITAL ASSOCIATES FUND, L.P. | Venture Capital Fund | $7.3M | $0.1M | 18 |
| CARRICK CAPITAL ASSOCIATES IV, L.P. | Venture Capital Fund | $50.9M | $0.1M | 27 |
| CARRICK CAPITAL FOUNDERS FUND II, L.P. | Venture Capital Fund | $10.0M | $0.1M | 8 |
| CARRICK CAPITAL FOUNDERS FUND III, L.P. | Private Equity Fund | $10.9M | $0.1M | 10 |
| CARRICK CAPITAL FOUNDERS FUND IV, L.P. | Venture Capital Fund | $0.6M | $0.0M | 6 |
| CARRICK CAPITAL FOUNDERS FUND, L.P. | Venture Capital Fund | $3.3M | $0.1M | 6 |
| CARRICK CAPITAL PARTNERS II CO-INVESTMENT FUND II, L.P. | Venture Capital Fund | $42.7M | $3.0M | 1 |
| CARRICK CAPITAL PARTNERS II CO-INVESTMENT FUND III, L.P. | Venture Capital Fund | $0.0M | $2.0M | 1 |
| CARRICK CAPITAL PARTNERS II CO-INVESTMENT FUND, L.P. | Venture Capital Fund | $49.3M | $50.0M | 1 |
| CARRICK CAPITAL PARTNERS II, L.P. | Venture Capital Fund | $297.2M | $2.0M | 15 |
| CARRICK CAPITAL PARTNERS III CO- INVESTMENT FUND IV, L.P. | Private Equity Fund | $3.9M | $5.0M | 1 |
| CARRICK CAPITAL PARTNERS III CO- INVESTMENT FUND V, L.P. | Private Equity Fund | $24.3M | $0.4M | 7 |
| CARRICK CAPITAL PARTNERS III CO-INVESTMENT FUND I, LP | Private Equity Fund | $37.1M | $0.9M | 6 |
| CARRICK CAPITAL PARTNERS III CO-INVESTMENT FUND II, LP | Private Equity Fund | $16.8M | $2.5M | 2 |
| CARRICK CAPITAL PARTNERS III CO-INVESTMENT FUND III, LP | Private Equity Fund | $2.3M | $0.8M | 2 |
| CARRICK CAPITAL PARTNERS III CO-INVESTMENT FUND VI, L.P. | Private Equity Fund | $10.2M | $2.5M | 2 |
| CARRICK CAPITAL PARTNERS III CO-INVESTMENT FUND VII, L.P. | Venture Capital Fund | $6.7M | $7.0M | 1 |
| CARRICK CAPITAL PARTNERS III, L.P. | Private Equity Fund | $536.4M | $2.0M | 24 |
| CARRICK CAPITAL PARTNERS IV CO-INVESTMENT FUND I, L.P. | Venture Capital Fund | $41.7M | $0.1M | 14 |
| CARRICK CAPITAL PARTNERS IV CO-INVESTMENT FUND II, L.P. | Venture Capital Fund | $38.0M | $15.0M | 1 |
| CARRICK CAPITAL PARTNERS IV, L.P. | Venture Capital Fund | $157.5M | $0.3M | 20 |
| CARRICK CAPITAL PARTNERS, L.P. | Venture Capital Fund | $43.1M | $2.0M | 15 |
| CARRICK DAYLIGHT AB, LLC | Venture Capital Fund | $11.4M | $7.4M | 1 |
| CARRICK DAYLIGHT II, LLC | Venture Capital Fund | $37.5M | $0.1M | 11 |
| CARRICK DAYLIGHT, LLC | Private Equity Fund | $49.3M | $0.2M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADDEN, V, JAMES, C. | Individual | – | MANAGING DIRECTOR | 11/2012 | 50-75% |
| MCMORRIS, MARC | Individual | – | MANAGING DIRECTOR | 11/2012 | 50-75% |
| PASSALACQUA, SUZANNE | Individual | – | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |