INVESCO LOAN MANAGER, LLC
Adviser information for INVESCO LOAN MANAGER, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 91 |
|---|---|
| Investment Advisory/Research | 59 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $14.6B |
| Non-Discretionary | 0 | $0 |
| Total | 32 | $14.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $14.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 94 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118817 |
|---|---|
| SEC ERA File Number | 801-118817 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306746 |
| Legal Entity Identifier | 5493001Q35PKIRM85W20 |
Principal Office
225 LIBERTY STREETNEW YORK
NY
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 212 278-9000, Fax: 212-278-9064
Chief Compliance Officer
JOSHUA LEVIT
1331 SPRING STREET, NW
ATLANTA
GA
United States
Tel:
404-439-3164
J*********@**********M
(Full email address available in API data)
Industry Affiliates
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial planners |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ANNISA CLO, LTD | Securitized Asset Fund | $391.6M | $0.0M | 2 |
| BARDOT CLO, LTD | Securitized Asset Fund | $597.1M | $0.0M | 2 |
| BETONY CLO 2, LTD | Securitized Asset Fund | $470.6M | $0.0M | 2 |
| CARBONE CLO, LTD | Securitized Asset Fund | $448.7M | $0.0M | 4 |
| HARBOURVIEW CLO VII, LIMITED | Securitized Asset Fund | $342.8M | $0.3M | 4 |
| INVESCO CLO 2021-1, LTD | Securitized Asset Fund | $500.2M | $0.0M | 6 |
| INVESCO CLO 2021-2, LTD | Securitized Asset Fund | $499.2M | $0.0M | 4 |
| INVESCO CLO 2021-3, LTD | Securitized Asset Fund | $500.1M | $0.0M | 3 |
| INVESCO CLO 2022-1, LTD | Securitized Asset Fund | $599.4M | $0.0M | 4 |
| INVESCO CLO 2022-2, LTD | Securitized Asset Fund | $400.2M | $0.0M | 3 |
| INVESCO CLO 2022-3, LTD | Securitized Asset Fund | $501.3M | $0.0M | 1 |
| INVESCO CLO 2023-1, LTD | Securitized Asset Fund | $600.7M | $0.0M | 1 |
| INVESCO CLO 2023-2, LTD | Securitized Asset Fund | $500.2M | $0.0M | 1 |
| INVESCO CLO EQUITY FUND 3 L.P. | Private Equity Fund | $417.1M | $5.0M | 19 |
| INVESCO CLO EQUITY FUND IV LP | Private Equity Fund | $171.8M | $5.0M | 5 |
| INVESCO EURO CLO I DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $439.8M | $0.0M | 2 |
| INVESCO EURO CLO II DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $440.7M | $0.0M | 1 |
| INVESCO EURO CLO III DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $442.3M | $0.0M | 2 |
| INVESCO EURO CLO ISSUER X DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $444.2M | $0.0M | 1 |
| INVESCO EURO CLO IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $448.2M | $0.0M | 2 |
| INVESCO EURO CLO IX DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $442.6M | $0.0M | 1 |
| INVESCO EURO CLO V DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $331.6M | $0.0M | 3 |
| INVESCO EURO CLO VI DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $442.3M | $0.0M | 4 |
| INVESCO EURO CLO VII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $443.7M | $0.0M | 2 |
| INVESCO EURO CLO VIII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $444.7M | $0.0M | 1 |
| INVESCO EURO CLO XI DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $442.9M | $0.0M | 1 |
| INVESCO US CLO 2023-3, LTD | Securitized Asset Fund | $493.8M | $0.0M | 1 |
| INVESCO US CLO 2023-4, LTD | Securitized Asset Fund | $499.6M | $0.0M | 1 |
| INVESCO US CLO 2024-1, LTD. | Securitized Asset Fund | $398.0M | $0.0M | 1 |
| MILOS CLO, LTD | Securitized Asset Fund | $457.0M | $0.0M | 3 |
| RISERVA CLO, LTD | Securitized Asset Fund | $587.6M | $0.0M | 4 |
| VERDE CLO, LTD | Securitized Asset Fund | $490.9M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 10/2019 | > 75% |
| INVESCO ADVISERS, INC. | Domestic Entity | INVESCO SENIOR SECURED MANAGEMENT, INC. | SOLE SHAREHOLDER | 12/2005 | > 75% |
| INVESCO GROUP SERVICES, INC | Domestic Entity | INVESCO ADVISERS, INC. | SOLE SHAREHOLDER | 06/2010 | > 75% |
| OPPENHEIMERFUNDS, INC. | Domestic Entity | INVESCO GROUP SERVICES, INC | SOLE SHAREHOLDER | 05/2019 | > 75% |
| OPPENHEIMER ACQUISITION CORPORATION | Domestic Entity | OPPENHEIMERFUNDS, INC. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| INVESCO HOLDING COMPANY (US), INC. | Domestic Entity | OPPENHEIMER ACQUISITION CORPORATION | SOLE SHAREHOLDER | 05/2019 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 01/2002 | > 75% |
| INVESCO LTD | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 01/2002 | > 75% |
| Levit, Joshua, Evan | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |