QUINT INVESTMENTS AND INSURANCE
QUINT WEALTH MANAGEMENT, INC. Legal Name
Adviser information for QUINT INVESTMENTS AND INSURANCE last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 328 | $51.1M |
| Non-Discretionary | 10 | $4.9M |
| Total | 338 | $56.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 326 | $45.4M |
| HNW Individuals | <5 | $5.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $4.7M |
| Charitable organizations | <5 | $559,527 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $138,000 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118831 |
|---|---|
| SEC ERA File Number | 801-118831 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168463 |
| Legal Entity Identifier | None |
Principal Office
210 NEW HACKENSACK ROADWAPPINGERS FALLS
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 845-345-3628, Fax: 845-230-3108
Websites
Chief Compliance Officer
WAYNE R. QUINT
PRESIDENT
210 NEW HACKENSACK ROAD
WAPPINGERS FALLS
NY
United States
Tel:
845-345-3628
Fax:
845-230-3108
W*****@**********M
(Full email address available in API data)
Industry Affiliates
| QUINT RISK MANAGEMENT INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUINT, WAYNE, RICHARD | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 07/2013 | > 75% |