UX WEALTH PARTNERS LLC
Adviser information for UX WEALTH PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $5.9M |
| Non-Discretionary | 32 | $1.5B |
| Total | 47 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $1.6M |
| HNW Individuals | <5 | $4.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 32 | $1.5B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
7200 S ALTON WAYSUITE A-250
CENTENNIAL
CO
United States
Monday - Friday, 8AM - 5PM
Tel: 720-797-8357, Fax: None
Chief Compliance Officer
JEFFREY SMITH
1250 CONNECTICUT AVE NW
SUITE 700
WASHINGTON
DC
United States
Tel:
248-376-1480
J*****@************M
(Full email address available in API data)
Regulatory Contact
KYLE WIGGS
MEMBER
7200 S ALTON WAY
SUITE A-250
CENTENNIAL
CO
United States
Tel:
720-530-8584
K*****@*******M
(Full email address available in API data)
Industry Affiliates
| THOR FINANCIAL TECHNOLOGIES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 5280 CAPITAL, LLC | Domestic Entity | – | MEMBER | 04/2020 | 50-75% |
| SIER CAPITAL, LLC | Domestic Entity | – | MEMBER | 04/2020 | 50-75% |
| RAMSIER, KEVIN, LEE | Individual | SIER CAPITAL, LLC | MANAGING MEMBER | 09/2013 | > 75% |
| WIGGS, KYLE, WILLIAM | Individual | 5280 CAPITAL, LLC | MANAGING MEMBER | 01/2018 | > 75% |
| SMITH, JEFFREY, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| WIGGS, KYLE, WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2020 | 25-50% |
| SIMOES, CARLOS | Individual | – | CHIEF TECHNOLOGY OFFICER | 06/2022 | < 5% |