CTA WEALTH ADVISORS, INC.
Adviser information for CTA WEALTH ADVISORS, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $8.8M |
| Non-Discretionary | 167 | $127.7M |
| Total | 181 | $136.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $27.3M |
| HNW Individuals | 38 | $108.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118848 |
|---|---|
| SEC ERA File Number | 801-118848 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113007 |
| Legal Entity Identifier | None |
Principal Office
290 EAST VERDUGO AVENUESUITE 205
BURBANK
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 818-841-1746, Fax: 818-841-1954
Chief Compliance Officer
CAMERON M. THORNTON
PRESIDENT & CEO, CCO
290 EAST VERDUGO AVENUE
SUITE #205
BURBANK
CA
United States
Tel:
818-841-1746
Fax:
818-841-1954
C******@********************M
(Full email address available in API data)
Regulatory Contact
TREVOR M. COLE
SECRETARY/DIRECTOR OF COMPLIANCE
290 EAST VERDUGO AVENUE
SUITE #205
BURBANK
CA
United States
Tel:
818-841-1746
Fax:
818-841-1954
T*****@********************M
(Full email address available in API data)
Industry Affiliates
| CAMERON THORNTON ASSOCIATES | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THORNTON, CAMERON, MITCHELL | Individual | – | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 01/1982 | < 5% |
| COLE, TREVOR, MICHAEL | Individual | – | SECRETARY/DIRECTOR OF COMPLIANCE | 01/2008 | < 5% |
| CTA WEALTH ADVISORS, INC. | Domestic Entity | – | CORPORATION | 08/2015 | < 5% |
| THORNTON, CAMERON MITCHELL | Domestic Entity | THORNTON FAMILY TRUST DTD 3/28/1988 | TRUSTEE | 03/1988 | > 75% |
| CAMERON M. THORNTON, TTEE THORNTON FAMILY TRUST DTD 3/28/1988 | Domestic Entity | – | TRUSTEE OF FAMILY REVOCABLE TRUST | 03/1988 | > 75% |