C-BRIDGE CAPITAL LLC
Adviser information for C-BRIDGE CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $688.9M |
| Non-Discretionary | 2 | $3.8B |
| Total | 5 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $4.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118858 |
|---|---|
| SEC ERA File Number | 801-118858 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308376 |
| Legal Entity Identifier | None |
Principal Office
640 FIFTH AVENUE22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 09:00-18:00
Tel: +646 998 3080, Fax: None
Websites
Chief Compliance Officer
DEIRDRE TU NGHI NHAN
GENERAL COUNSEL
88 MARKET STREET, #46-04/05
CAPITASPRING
SINGAPORE
Singapore
Tel:
+6569711647
Regulatory Contact
JIANMING MA
DIRECTOR
62F, PLAZA 66, TOWER 1
1266 WEST NANJING ROAD
SHANGHAI
China
Tel:
86-21-8012-1275
O*****@*************M
(Full email address available in API data)
Industry Affiliates
| C-BRIDGE CAPITAL GP IV, LTD | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE CAPITAL GP V, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE CAPITAL GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE CAPITAL INVESTMENT ADVISOR, LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE CAPITAL INVESTMENT MANAGEMENT, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE HEALTHCARE FUND GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE HEALTHCARE FUND GP IV, LP | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE HEALTHCARE FUND GP V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE HEALTHCARE FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| C-BRIDGE SLP IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CBC GROUP (HK) LIMITED | Other investment adviser, including financial planners |
| CBC GROUP (SINGAPORE) PTE. LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CBC GROUP INVESTMENT MANAGEMENT, LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| R-BRIDGE HEALTHCARE FUND GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| R-BRIDGE HEALTHCARE FUND GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| R-BRIDGE HEALTHCARE GP II PTE. LTD. | Sponsor, GP, manager of pooled investment vehicles |
| R-BRIDGE HEALTHCARE INVESTMENT ADVISORY, LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| R-BRIDGE SLP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| R-BRIDGE SLP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROYALTY BRIDGE INVESTMENT MANAGEMENT, LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| C-BRIDGE HEALTHCARE FUND IV, L.P. | Private Equity Fund | $1,427.8M | $0.5M | 99 |
| C-BRIDGE HEALTHCARE FUND V, L.P. | Private Equity Fund | $2,407.6M | $0.5M | 141 |
| R-BRIDGE HEALTHCARE FUND II L.P. | Private Equity Fund | $257.1M | $10.0M | 1 |
| R-BRIDGE HEALTHCARE FUND, L.P. | Private Equity Fund | $276.5M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CBC GROUP INVESTMENT MANAGEMENT, LTD | Foreign Entity | – | SHAREHOLDER | 07/2019 | > 75% |
| NOVA AQUA LIMITED | Foreign Entity | CBC GROUP HOLDINGS LIMITED | SHAREHOLDER | 10/2022 | > 75% |
| VISTRA TRUST (SINGAPORE) PTE. LIMITED | Foreign Entity | NOVA AQUA LIMITED | TRUSTEE & SHAREHOLDER | 06/2019 | > 75% |
| FU FAMILY TRUST | Foreign Entity | VISTRA TRUST (SINGAPORE) PTE. LIMITED | TRUST | 06/2019 | > 75% |
| NHAN, DEIRDRE, TU NGHI | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 01/2023 | < 5% |
| SLATTERY, TODD, WILLIAM | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 03/2023 | < 5% |
| CBC HEALTHCARE CM HOLDINGS LIMITED | Foreign Entity | CBC GROUP INVESTMENT MANAGEMENT, LTD | SHAREHOLDER | 11/2022 | > 75% |
| CBC GROUP HOLDINGS LIMITED | Foreign Entity | CBC HEALTHCARE CM HOLDINGS LIMITED | SHAREHOLDER | 10/2022 | > 75% |