CURI CAPITAL
CURI WEALTH MANAGEMENT, LLC Legal Name
Adviser information for CURI CAPITAL last updated from Form ADV on December 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,742 | $1.4B |
| Non-Discretionary | 4 | $297,446 |
| Total | 1,746 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 286 | $95.0M |
| HNW Individuals | 187 | $599.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $177.2M |
| Pension and profit sharing plans | 24 | $145.2M |
| Charitable organizations | <5 | $6.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $250.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $129.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
700 SPRING FOREST ROADSUITE 235
RALEIGH
NC
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 984-202-2800, Fax: None
Chief Compliance Officer
BETH DALTON
4101 LAKE BOONE TRAIL
SUITE 109
RALEIGH
NC
United States
Tel:
919-573-4126
Fax:
919-573-4135
B**********@**************M
(Full email address available in API data)
Regulatory Contact
MARK PACCIONE
CIO
700 SPRING FOREST ROAD
SUITE 235
RALEIGH
NC
United States
Tel:
984-202-2810
M************@**************M
(Full email address available in API data)
Industry Affiliates
| CURI CAPITAL INSURANCE SOLUTIONS, LLC | Insurance company or agency |
| MEDICAL MUTUAL OF NC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CURI CAPITAL REAL ESTATE INCOME AND GROWTH FUND I, LP | Real Estate Fund | $22.0M | $0.3M | 69 |
| FINANCIAL ASCENT TE LIMITED PARTNERSHIP | Hedge Fund | $46.1M | $0.3M | 10 |
| OUTSTANDING BUSINESSES LIMITED PARTNERSHIP | Hedge Fund | $109.0M | $0.3M | 45 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CURI CAPITAL, LLC | Domestic Entity | – | MEMBER | 06/2019 | > 75% |
| PACCIONE, MARK, NICHOLAS | Individual | – | CHIEF OPERATING OFFICER/CHIEF INVESTMENT OFFICER | 06/2019 | < 5% |
| MMIC INVESTMENT HOLDINGS, INC. | Domestic Entity | CURI CAPITAL, LLC | MEMBER | 06/2019 | > 75% |
| ELIOPOULOS, DIMITRI, PETER | Individual | – | CEO | 02/2020 | 5-10% |
| CURI HOLDINGS, INC. | Domestic Entity | MMIC INVESTMENT HOLDINGS, INC. | MEMBER | 06/2019 | > 75% |
| DALTON, BETH, POWELL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |