MORGAN STANLEY | EATON VANCE CLO MANAGER LLC
MORGAN STANLEY EATON VANCE CLO MANAGER LLC Legal Name
Adviser information for MORGAN STANLEY | EATON VANCE CLO MANAGER LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $5.7B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $5.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $5.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118877 |
|---|---|
| SEC ERA File Number | 801-118877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309263 |
| Legal Entity Identifier | 549300LQ85CTU8NVVT21 |
Principal Office
1585 BROADWAYNEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-761-4000, Fax: None
Websites
Chief Compliance Officer
ADRIAN CRACIUN
EXECUTIVE DIRECTOR
1 POST OFFICE SQUARE
BOSTON
MA
United States
Tel:
617-672-8433
A*************@****************M
(Full email address available in API data)
Regulatory Contact
EUGENE H. MERGES
EXECUTIVE DIRECTOR
1633 BROADWAY
NEW YORK
NY
United States
Tel:
212-537-2605
E************@****************M
(Full email address available in API data)
Industry Affiliates
| BOSTON MANAGEMENT AND RESEARCH | Other investment adviser, including financial planners |
| CALVERT RESEARCH AND MANAGEMENT | Other investment adviser, including financial planners |
| EATON VANCE MANAGEMENT | Other investment adviser, including financial planners |
| GLOBAL DIVERSIFIED ALTERNATIVES IV SLP GP LTD | Other investment adviser, including financial planners |
| MORGAN STANLEY BANK, N.A. | Banking or thrift institution |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MS ALTERNATIVES HOLDING D INC. | Sponsor, GP, manager of pooled investment vehicles |
| PRIVATE INVESTMENT PARTNERS INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 522 FUNDING CLO 2017-1(A), LTD. | Securitized Asset Fund | $394.8M | $0.3M | 9 |
| 522 FUNDING CLO 2018-2(A), LTD. | Securitized Asset Fund | $398.4M | $0.3M | 9 |
| 522 FUNDING CLO 2018-3(A), LTD. | Securitized Asset Fund | $449.0M | $0.3M | 8 |
| 522 FUNDING CLO 2019-4(A), LTD. | Securitized Asset Fund | $345.4M | $0.3M | 7 |
| 522 FUNDING CLO 2019-5, LTD. | Securitized Asset Fund | $445.6M | $0.3M | 2 |
| 522 FUNDING CLO 2020-6, LTD. | Securitized Asset Fund | $398.1M | $0.3M | 1 |
| 522 FUNDING CLO 2021-7, LTD. | Securitized Asset Fund | $397.4M | $0.3M | 1 |
| EATON VANCE CLO 2020-2, LTD. | Securitized Asset Fund | $400.4M | $0.3M | 16 |
| MORGAN STANLEY EATON VANCE CLO 2021-1, LTD. | Securitized Asset Fund | $397.6M | $0.3M | 2 |
| MORGAN STANLEY EATON VANCE CLO 2022-16, LTD. | Securitized Asset Fund | $499.6M | $0.3M | 19 |
| MORGAN STANLEY EATON VANCE CLO 2022-17A, LTD. | Securitized Asset Fund | $400.5M | $0.3M | 14 |
| MORGAN STANLEY EATON VANCE CLO 2022-18, LTD. | Securitized Asset Fund | $400.4M | $0.3M | 11 |
| MORGAN STANLEY EATON VANCE CLO 2023-19, LTD. | Securitized Asset Fund | $401.6M | $0.3M | 10 |
| MORGAN STANLEY EATON VANCE CLO 2023-20, LTD. | Securitized Asset Fund | $400.0M | $0.3M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIOS, ANITA | Individual | – | TREASURER AND EXECUTIVE DIRECTOR | 05/2020 | < 5% |
| ALI, JEANNINE, VIENNA | Individual | – | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | 05/2020 | < 5% |
| Kuzmanov, Anton | Individual | – | DIRECTOR AND MANAGING DIRECTOR | 05/2020 | < 5% |
| Segal, Tatiana, Vladimir | Individual | – | DIRECTOR AND MANAGING DIRECTOR | 05/2020 | < 5% |
| MORGAN STANLEY HFP INVESTMENT INC. | Domestic Entity | – | MEMBER | 04/2020 | > 75% |
| MS HOLDINGS INCORPORATED | Domestic Entity | MORGAN STANLEY HFP INVESTMENT INC. | SHAREHOLDER | 10/2010 | > 75% |
| WEINSTEIN, BRIAN, HALE | Individual | – | PRESIDENT AND MANAGING DIRECTOR | 05/2020 | < 5% |
| MULLIN, MARY, ELIZABETH | Individual | – | GENERAL COUNSEL AND SECRETARY | 05/2020 | < 5% |
| MORGAN STANLEY | Domestic Entity | MS HOLDINGS INCORPORATED | SHAREHOLDER | 11/1995 | > 75% |
| CRACIUN, EMIL, ADRIAN | Individual | – | CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR | 01/2024 | < 5% |
| BUHAIN WINSLOW, LISA | Individual | – | DIRECTOR AND MANAGING DIRECTOR | 01/2024 | < 5% |