KREITLER FINANCIAL LLC
Adviser information for KREITLER FINANCIAL LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 881 | $472.8M |
| Non-Discretionary | 3 | $3.9M |
| Total | 884 | $476.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $17.1M |
| HNW Individuals | 94 | $444.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.4M |
| Charitable organizations | <5 | $10.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118881 |
|---|---|
| SEC ERA File Number | 801-118881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309056 |
| Legal Entity Identifier | None |
Principal Office
265 CHURCH STREETSUITE 501
NEW HAVEN
CT
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 203-867-4396, Fax: 203-867-4398
Websites
www.linkedin.com/company/15535533/admin/
www.kreitlerfinancial.com
www.linkedin.com/in/charleskreitler/
www.linkedin.com/in/sandra-blanchard-57437a208/
www.linkedin.com/in/jake-ness-cfp%c2%ae-832498254/
www.linkedin.com/in/bernadette-huang-cfa%c2%ae-cfp%c2%ae-5424833/
www.linkedin.com/in/beau-tillinghast-cfp%c2%ae-47a989a6/
www.linkedin.com/in/michelle-mcnulty-87474017/
www.linkedin.com/in/kersti-melchiore-5539a525/
www.linkedin.com/in/alyse-lapaglia-uzarski-21892024/
www.linkedin.com/in/dwayne-t-66980577/
Chief Compliance Officer
CHARLES KREITLER
MANAGING MEMBER
265 CHURCH STREET
SUITE 501
NEW HAVEN
CT
United States
Tel:
203-867-4396
Fax:
203-867-4398
C***************@********************M
(Full email address available in API data)
Regulatory Contact
SANDRA BLANCHARD
OPERATIONS AND COMPLIANCE MANAGER
265 CHURCH STREET
SUITE 501
NEW HAVEN
CT
United States
Tel:
203-867-4396
Fax:
203-867-4398
S**************@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KREITLER, CHARLES, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 04/2020 | > 75% |
| KREITLER, ROBERT, PHILIP | Individual | – | MEMBER | 04/2020 | < 5% |
| TYRIL, DWAYNE, MICHAEL | Individual | – | DIRECTOR, INVESTMENTS | 04/2020 | < 5% |
| ROBERT KREITLER 2021 TRUST FOR THE FAMILY OF CHARLES KREITLER | Domestic Entity | – | TRUST | 04/2021 | 10-25% |
| KREITLER, CHARLES, FRANCIS | Individual | ROBERT KREITLER 2021 TRUST FOR THE FAMILY OF CHARLES KREITLER | TRUSTEE | 04/2021 |