Hedge Fund Database

VIAWEALTH, LLC

Adviser information for VIAWEALTH, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 308 $211.9M
Non-Discretionary 0 $0
Total 308 $211.9M

Clients

Type Number RAUM
Individuals 42 $17.1M
HNW Individuals 43 $191.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-118904
SEC ERA File Number 801-118904
SEC CIK Numbers 1965401
SEC CRD Numbers 309043
Legal Entity Identifier None

Principal Office

8700 STATE LINE RD
SUITE 325
LEAWOOD
KS
United States
Monday - Friday, 8AM - 5PM
Tel: 844-484-7849, Fax: None

Websites

www.linkedin.com/company/via-wealth www.facebook.com/viawealth www.viawealth.com www.instagram.com/viawealth/ www.brightlinegrp.com

Chief Compliance Officer

JEFFREY ROSENTHAL
8700 STATE LINE RD
SUITE 325
LEAWOOD
KS
United States
Tel: 844-484-7849
(Full email address available in API data)

Regulatory Contact

MARK J DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel: 913-707-7366
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROSENTHAL, JEFFREY, PAUL Individual – CHIEF COMPLIANCE OFFICER 04/2020 < 5%
Larson, Reid, Marshall Individual – MANAGING MEMBER, FOUNDING PARTNER 10/2018 50-75%
Larson, David, Lance Individual – MANAGING MEMBER, FOUNDING PARTNER 10/2018 50-75%

No. Employees, Historic

10502020202120222023202420253 on 5/12/20203 on 6/19/20203 on 6/26/20204 on 3/30/20214 on 6/18/20214 on 7/14/20214 on 8/13/20214 on 9/17/20214 on 9/24/20215 on 3/31/20225 on 4/19/20225 on 7/9/20225 on 7/9/20225 on 9/30/20226 on 10/26/20226 on 11/28/20226 on 11/30/20228 on 2/15/20238 on 4/12/20238 on 5/18/20238 on 10/10/20237 on 10/24/20234 on 3/20/2024

RAUM, Historic

300M150M02021202220232024202554267945 on 3/30/202154267945 on 6/18/202154267945 on 7/14/202154267945 on 8/13/202154267945 on 9/17/202154267945 on 9/24/202165045545 on 3/31/202265045545 on 4/19/202265045545 on 7/9/202265045545 on 7/9/202265045545 on 9/30/202265045545 on 10/26/2022123033286 on 11/28/2022123033286 on 11/30/2022181735000 on 2/15/2023181735000 on 4/12/2023181735000 on 5/18/2023181735000 on 10/10/2023181735000 on 10/24/2023211924944 on 3/20/2024

No. Clients, Historic

904502020202120222023202420250 on 5/12/20200 on 6/19/20200 on 6/26/20200 on 3/30/20210 on 6/18/20210 on 7/14/20210 on 8/13/20210 on 9/17/20210 on 9/24/20217 on 3/31/20227 on 4/19/20227 on 7/9/20227 on 7/9/20227 on 9/30/20227 on 10/26/202279 on 11/28/202279 on 11/30/202281 on 2/15/202381 on 4/12/202381 on 5/18/202381 on 10/10/202381 on 10/24/202386 on 3/20/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 447K 4K –
ABBVIE INC COM 3M 15K –
ACCENTURE PLC IRELAND SHS CLASS A 330K 1K –
AEROVIRONMENT INC COM 401K 2K –
ALBEMARLE CORP COM 360K 4K –
ALPHABET INC CAP STK CL A 4M 20K –
AMAZON COM INC COM 3M 18K –
AMERICAN TOWER CORP NEW COM 607K 3K –
AMGEN INC COM 2M 8K –
APPLE INC COM 4M 18K –
APPLIED MATLS INC COM 1M 4K –
ARISTA NETWORKS INC COM 1M 3K –
AUTOMATIC DATA PROCESSING IN COM 387K 2K –
AVERY DENNISON CORP COM 548K 3K –
BANK AMERICA CORP COM 2M 57K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 6K –
BLACKSTONE INC COM 629K 5K –
BLOCK INC CL A 365K 6K –
BOOZ ALLEN HAMILTON HLDG COR CL A 1M 8K –
BURLINGTON STORES INC COM 787K 3K –
C H ROBINSON WORLDWIDE INC COM NEW 264K 3K –
CANADIAN PACIFIC KANSAS CITY COM 385K 5K –
CAPITAL ONE FINL CORP COM 318K 2K –
CASEYS GEN STORES INC COM 883K 2K –
CHEVRON CORP NEW COM 1M 6K –
CHUBB LIMITED COM 1M 5K –
CHURCH & DWIGHT CO INC COM 854K 8K –
CISCO SYS INC COM 773K 16K –
COCA COLA CO COM 650K 10K –
CONOCOPHILLIPS COM 1M 11K –
COSTCO WHSL CORP NEW COM 373K 439 –
CSX CORP COM 498K 15K –
CURTISS WRIGHT CORP COM 880K 3K –
DEERE & CO COM 887K 2K –
DELL TECHNOLOGIES INC CL C 380K 3K –
DELL TECHNOLOGIES INC CL C 5K 500 –
DENTSPLY SIRONA INC COM 244K 10K –
DEVON ENERGY CORP NEW COM 382K 8K –
DIAMONDBACK ENERGY INC COM 311K 2K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 2M 78K –
DISNEY WALT CO COM 680K 7K –
EATON CORP PLC SHS 632K 2K –
ELI LILLY & CO COM 446K 493 –
EMERSON ELEC CO COM 986K 9K –
ENBRIDGE INC COM 652K 18K –
ENERGY TRANSFER L P COM UT LTD PTN 218K 13K –
ENTERGY CORP NEW COM 1M 10K –
EXXON MOBIL CORP COM 487K 4K –
FIDELITY NATL INFORMATION SV COM 273K 4K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 4M 56K –
FORD MTR CO DEL COM 143K 11K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 394K 5K –
GOLDMAN SACHS GROUP INC COM 246K 543 –
GRACO INC COM 4M 55K –
GSI TECHNOLOGY INC COM 138K 52K –
GSK PLC SPONSORED ADR 818K 21K –
HILLENBRAND INC COM 468K 12K –
HOME DEPOT INC COM 2M 4K –
HONEYWELL INTL INC COM 1M 6K –
HORMEL FOODS CORP COM 522K 17K –
HUNTINGTON BANCSHARES INC COM 596K 45K –
INTEL CORP COM 255K 8K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 766K 12K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 396K 9K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 21K –
ISHARES INC JP MRGN EM HI BD 254K 7K –
ISHARES TR CORE S&P SCP ETF 3M 24K –
ISHARES TR GLOBAL MATER ETF 511K 6K –
ISHARES TR IBONDS 25 TRM TS 282K 12K –
ISHARES TR IBOXX INV CP ETF 3M 24K –
ISHARES TR MSCI USA QLT FCT 990K 6K –
ISHARES TR PFD AND INCM SEC 573K 18K –
ISHARES TR RUS 2000 GRW ETF 243K 926 –
ISHARES TR RUS MD CP GR ETF 561K 5K –
ISHARES TR RUS MID CAP ETF 731K 9K –
ISHARES TR RUSSELL 2000 ETF 957K 5K –
ISHARES TR US OIL GS EX ETF 1M 15K –
JPMORGAN CHASE & CO. COM 1M 6K –
KOHLS CORP COM 610K 27K –
LABCORP HOLDINGS INC COM SHS 593K 3K –
LKQ CORP COM 578K 14K –
LOCKHEED MARTIN CORP COM 396K 847 –
MAGNA INTL INC COM 429K 10K –
MCCORMICK & CO INC COM NON VTG 440K 6K –
MCDONALDS CORP COM 721K 3K –
MEDTRONIC PLC SHS 1M 18K –
MERCK & CO INC COM 645K 5K –
META PLATFORMS INC CL A 595K 1K –
MICROSOFT CORP COM 7M 15K –
MORGAN STANLEY COM NEW 290K 3K –
MOSAIC CO NEW COM 313K 11K –
NETFLIX INC COM 840K 1K –
NOVARTIS AG SPONSORED ADR 341K 3K –
NOVO-NORDISK A S ADR 1M 8K –
NVIDIA CORPORATION COM 8M 61K –
ORACLE CORP COM 542K 4K –
PALO ALTO NETWORKS INC COM 867K 3K –
PARAMOUNT GLOBAL CLASS B COM 587K 57K –
PAYPAL HLDGS INC COM 507K 9K –
PHILIP MORRIS INTL INC COM 837K 8K –
PHILLIPS 66 COM 253K 2K –
PIMCO ETF TR 0-5 HIGH YIELD 979K 11K –
PIMCO ETF TR INTER MUN BD ACT 2M 35K –
PINNACLE WEST CAP CORP COM 864K 11K –
PROCTER AND GAMBLE CO COM 1M 8K –
PROGRESSIVE CORP COM 892K 4K –
PROSHARES TR S&P 500 DV ARIST 6M 58K –
QUALCOMM INC COM 2M 10K –
REGIONS FINANCIAL CORP NEW COM 638K 32K –
SALESFORCE INC COM 1M 4K –
SCHLUMBERGER LTD COM STK 861K 18K –
SCHWAB CHARLES CORP COM 701K 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 237K 7K –
SCHWAB STRATEGIC TR SHT TM US TRES 554K 12K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 26K –
SELECT SECTOR SPDR TR COMMUNICATION 292K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 209K 924 –
SHOPIFY INC CL A 524K 8K –
SNOWFLAKE INC CL A 243K 2K –
SONOCO PRODS CO COM 397K 8K –
SOUNDHOUND AI INC CLASS A COM 71K 18K –
SOUTHERN CO COM 878K 11K –
SOUTHERN COPPER CORP COM 502K 5K –
SPDR S&P 500 ETF TR TR UNIT 266K 489 –
SPDR S&P 500 ETF TR TR UNIT 780 500 –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 766K 1K –
SPDR SER TR S&P REGL BKG 281K 6K –
TESLA INC COM 1M 5K –
THE TRADE DESK INC COM CL A 418K 4K –
THERMO FISHER SCIENTIFIC INC COM 549K 992 –
U HAUL HOLDING COMPANY COM SER N 463K 8K –
UBER TECHNOLOGIES INC COM 649K 9K –
UNITED PARCEL SERVICE INC CL B 482K 4K –
UNITEDHEALTH GROUP INC COM 4M 8K –
US BANCORP DEL COM NEW 2M 44K –
VALERO ENERGY CORP COM 2M 12K –
VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 867K 8K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 491K 5K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS MID CAP ETF 2M 7K –
VANGUARD INDEX FDS REAL ESTATE ETF 873K 10K –
VANGUARD INDEX FDS TOTAL STK MKT 600K 2K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 4M 47K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 3M 48K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 262K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 8K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 23K –
VENTAS INC COM 446K 9K –
VERIZON COMMUNICATIONS INC COM 334K 8K –
WALMART INC COM 1M 18K –
WASTE MGMT INC DEL COM 521K 2K –
WILLIAMS COS INC COM 1M 24K –
WYNN RESORTS LTD COM 372K 4K –