QUANTALYTICS INVESTMENT ADVISORS, LLC
Adviser information for QUANTALYTICS INVESTMENT ADVISORS, LLC last updated from Form ADV on October 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,842 | $2.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2,842 | $2.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,842 | $2.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 2.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| QUANTALYTICS INVESTMENT ADVISORS, LLC WRAP FEE PROGRAM | QUANTALYTICS INVESTMENT ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-118909 |
|---|---|
| SEC ERA File Number | 801-118909 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309249 |
| Legal Entity Identifier | None |
Principal Office
499 WASHINGTON BLVD9TH FLOOR
JERSEY CITY
NJ
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 800-295-0893, Fax: N/A
Chief Compliance Officer
WILLIAM PAUL BAESSLER
499 WASHINGTON BLVD
9TH FLOOR
JERSEY CITY
NJ
United States
Tel:
646-873-0690
Fax:
212-367-3133
P***@******I
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAESSLER, WILLIAM, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| QUANTALYTICS HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 10/2019 | > 75% |
| FORBES GLOBAL MEDIA HOLDINGS, INC | Domestic Entity | QUANTALYTICS HOLDINGS, LLC | MEMBER | 10/2019 | 50-75% |