PATRICK M. SWEENEY & ASSOCIATES, INC
Adviser information for PATRICK M. SWEENEY & ASSOCIATES, INC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.0M |
| Non-Discretionary | 261 | $183.6M |
| Total | 263 | $184.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $13.4M |
| HNW Individuals | 45 | $171.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
900 TECHNOLOGY WAYSUITE 260
LIBERTYVILLE
IL
United States
Monday - Friday, 8:30 A.M TO 5:00 P.M.
Tel: 847 277-7771, Fax: 847 277-7707
Websites
Chief Compliance Officer
PATRICK M SWEENEY
900 TECHNOLOGY WAY
SUITE 260
LIBERTYVILLE
IL
United States
Tel:
847-277-7771
Fax:
847-277-7707
P******@******************M
(Full email address available in API data)
Regulatory Contact
PATRICK M SWEENEY
PRESIDENT
900 TECHNOLOGY WAY
SUITE 260
LIBERTYVILLE
IL
United States
Tel:
(847) 277-7771
Fax:
(847) 277-7707
P******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWEENEY, PATRICK, MICHAEL | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 04/2001 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M COM | COM | 493K | 5K | – |
| ABBOTT LABS | COM | 8M | 74K | – |
| ABBVIE INC | COM | 5M | 26K | – |
| ACCENTURE PLC | SHS CL A | 556K | 2K | – |
| ADOBE INC | COM | 222K | 404 | – |
| AGILENT TECHNOLOGIES INC | COM | 213K | 2K | – |
| ALLSTATE CORP | COM | 532K | 3K | – |
| ALPHABET INC | CAP STK CL A | 668K | 4K | – |
| ALPHABET INC | CAP STK CL C | 3M | 15K | – |
| AMAZON COM INC | COM | 2M | 11K | – |
| AMERICAN EXPRESS | COM | 246K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 238K | 1K | – |
| AMGEN INC | COM | 310K | 991 | – |
| APPLE INC | COM | 8M | 38K | – |
| APPLIED MATERIALS INC | COM | 637K | 3K | – |
| ARCHER DANIELS MIDLAND CO | COM | 350K | 6K | – |
| ARTHUR J GALLAGHER & CO | COM | 445K | 2K | – |
| AVALONBAY CMNTYS INC | COM | 252K | 1K | – |
| BANK OF MONTREAL QUE | COM | 378K | 5K | – |
| BANK AMERICA CORP | COM | 5M | 129K | – |
| BECTON DICKENSON & CO | COM | 227K | 970 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BLACKSTONE INC | COM | 2M | 14K | – |
| BOEING CO | COM | 663K | 4K | – |
| BROADCOM INC | COM | 730K | 455 | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CHARLES SCHWAB CORP | COM | 916K | 13K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 224K | 3K | – |
| CHEVRON CORP NEW | COM | 479K | 3K | – |
| CHUBB LTD | COM | 462K | 2K | – |
| CISCO SYSTEMS INC | COM | 382K | 8K | – |
| COMCAST CORP NEW | CL A | 215K | 5K | – |
| CONOCO PHILLIPS | COM | 257K | 2K | – |
| CONSTELLATION BRANDS INC | CL A | 205K | 796 | – |
| COSTCO WHSL CORP NEW | COM | 2M | 3K | – |
| CSX CORP | COM | 990K | 30K | – |
| CUMMINS INC | COM | 542K | 2K | – |
| CVS HEALTH CORP | COM | 4M | 68K | – |
| DANAHER CORP | COM | 307K | 1K | – |
| DEERE & CO | COM | 745K | 2K | – |
| DELTA AIRLINES INC DEL | COM NEW | 274K | 6K | – |
| DOVER CORP | COM | 240K | 1K | – |
| DOW INC | COM | 515K | 10K | – |
| DUPONT DE NEMOURS INC | SHS | 261K | 3K | – |
| EASTMAN CHEMICAL CO | COM | 326K | 3K | – |
| EATON CORP PLC | COM | 1M | 3K | – |
| EDWARDS LIFESCIENCES CORP | COM | 299K | 3K | – |
| ELEVANCE HEALTH INC | COM | 683K | 1K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELECTRIC CO | COM | 550K | 5K | – |
| ENTERPRISE PRODS PARTNERS | COM | 300K | 11K | – |
| EXXON MOBIL CORP | COM | 779K | 7K | – |
| FEDEX CORP | COM | 900K | 3K | – |
| GE AEROSPACE | COM NEW | 249K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 316K | 1K | – |
| GOLDMAN SACHS GROUP INC | COM | 634K | 1K | – |
| HALEON PLC | SPON ADS | 797K | 97K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 254K | 3K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| IBM CORP | COM | 393K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 528K | 2K | – |
| INGREDION INC | COM | 289K | 3K | – |
| INTEL INC | COM | 411K | 13K | – |
| INTERNATIONAL PAPER CO | COM | 366K | 8K | – |
| INTUIT INC | COM | 200K | 305 | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 213K | 4K | – |
| ISHARES TR | PFD AND INCM SEC | 332K | 11K | – |
| ISHARES TR | RUS 1000 GRW ETF | 447K | 1K | – |
| JP MORGAN CHASE & CO | COM | 5M | 24K | – |
| JACOBS SOLUTIONS INC | COM | 379K | 3K | – |
| JOHNSON & JOHNSON | COM | 1M | 9K | – |
| JP MORGAN EXCHANGE TRADED FD | EQUITY PREMIUM | 283K | 5K | – |
| LINDE PLC | SHS | 345K | 787 | – |
| LOCKHEED MARTIN XORP | COM | 536K | 1K | – |
| MARSH & MCLENNAN COMPANY | COM | 499K | 2K | – |
| MARTIN MARIETTA MATLS INC | COM | 228K | 420 | – |
| MASTERCARD INC | CL A | 482K | 1K | – |
| MCDONALDS CORP | COM | 845K | 3K | – |
| MEDTRONIC PLC | SHS | 477K | 6K | – |
| MERCK & CO INC | COM | 6M | 47K | – |
| META PLATFORMS INC | CL A | 690K | 1K | – |
| MICROSOFT CORP | COM | 5M | 10K | – |
| NEXTERA ENERGY INC | COM | 342K | 5K | – |
| NORTHROP GRUMMAN CO | COM | 379K | 869 | – |
| NOVO NORDISK A S | ADR | 879K | 6K | – |
| NVIDIA CORP | COM | 658K | 5K | – |
| NXP SEMICONDUCTORS N V | COM | 219K | 812 | – |
| ONEOK CORP NEW | COM | 298K | 4K | – |
| ORACLE CORP | COM | 685K | 5K | – |
| PACCAR INC | COM | 345K | 3K | – |
| PAYCHEX INC | COM | 304K | 3K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PFIZER INC | COM | 1M | 42K | – |
| PHILLIPS 66 | COM | 271K | 2K | – |
| PNC FINL SVCS GROUP INC | COM | 408K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 907K | 6K | – |
| PUBLIC STORAGE | COM | 261K | 909 | – |
| QUALCOM INC | COM | 638K | 3K | – |
| REPUBLIC SVCS INC | COM | 366K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 375K | 1K | – |
| RTX CORP | COM | 740K | 7K | – |
| SALESFORCE INC | COM | 290K | 1K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 283K | 4K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 267K | 3K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 203K | 3K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 235K | 5K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 307K | 2K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 202K | 5K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 335K | 857 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| STARBUCKS CORP | COM | 380K | 5K | – |
| STRYKER CORP | COM | 736K | 2K | – |
| SYSCO CORP | COM | 221K | 3K | – |
| TARGET CORP | COM | 333K | 2K | – |
| TESLA INC | COM | 381K | 2K | – |
| TEXAS INSTRS INC | COM | 337K | 2K | – |
| THE COCA COLA CO | COM | 526K | 8K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 570K | 1K | – |
| TRACTOR SUPPLY CO | COM | 331K | 1K | – |
| TRAVELERS COMPANIES INC | COM | 358K | 2K | – |
| TRUIST FINL CORP | COM | 222K | 6K | – |
| TYSON FOODS INC | CL A | 220K | 4K | – |
| UNION PAC CORP | COM | 1M | 5K | – |
| UNITED PARCEL SERVICE INC | CL B | 680K | 5K | – |
| UNITED RENTALS INC | COM | 744K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| VALERO ENERGY CORP | COM | 721K | 5K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 602K | 3K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 590K | 1K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 275K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 302K | 1K | – |
| VERIZON COMMUNICATIONS INC | COM | 379K | 9K | – |
| VISA INC | COM | 2M | 7K | – |
| WALMART INC | COM | 744K | 11K | – |
| WALT DISNEY | COM | 708K | 7K | – |
| WASTE MANAGEMENT INC DEL | COM | 2M | 10K | – |
| WELL FARGO & CO NEW | COM | 348K | 6K | – |