XYPN INVEST
XY INVESTMENT SOLUTIONS, LLC Legal Name
Adviser information for XYPN INVEST last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Montana, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,451 | $133.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,451 | $133.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 54 | $133.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118916 |
|---|---|
| SEC ERA File Number | 801-118916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285967 |
| Legal Entity Identifier | None |
Principal Office
24 E. MAIN STREETBOZEMAN
MT
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (360) 301-7579, Fax: None
Chief Compliance Officer
JEFFREY SNODGRASS
MANAGING DIRECTOR
5431 CHIPPEWA ST
SAINT LOUIS
MO
United States
Tel:
(360) 301-7579
J***@************************M
(Full email address available in API data)
Industry Affiliates
| MINDFUL WEALTH LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| XY PLANNING NETWORK LLC | Domestic Entity | – | MANAGING MEMBER | 11/2016 | > 75% |
| MOORE, ROBERT, ALAN | Individual | – | PRESIDENT & CEO | 11/2016 | < 5% |
| MOORE, ROBERT, ALAN | Individual | XY PLANNING NETWORK LLC | MANAGING MEMBER | 02/2014 | 50-75% |
| KITCES, MICHAEL, ERNEST | Individual | XY PLANNING NETWORK LLC | MANAGING MEMBER | 02/2014 | 25-50% |
| SNODGRASS, JEFFREY, ROBERT | Individual | – | MANAGING DIRECTOR & CCO | 01/2022 | < 5% |
| OLNEY, JENA, SUZETTE | Individual | – | DIRECTOR OF CLIENT SERVICES | 09/2023 | < 5% |