GORDIAN CAPITAL JAPAN LIMITED
Adviser information for GORDIAN CAPITAL JAPAN LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Japan |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $822.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $822.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $5.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $739.3M |
| Pension and profit sharing plans | 2 | $78.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-118917 |
|---|---|
| SEC ERA File Number | 801-118917 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309108 |
| Legal Entity Identifier | 213800T3SLVXTVWEEX95 |
Principal Office
KOMATSU BUILDING 6FKYOBASHI 3-3-2, CHUO-KU
TOKYO
Japan
Monday - Friday, 9:00 AM TO 5:00 PM (TOKYO)
Tel: +81 3-4520-2323, Fax: +81 3-4520-5030
Chief Compliance Officer
MITSUHARU OKURA
CHIEF COMPLIANCE OFFICER
KOMATSU BUILDING 6F
KYOBASHI 3-3-2, CHUO-KU
TOKYO
Japan
Tel:
+81 3-4520-2323
Fax:
+81 3-4520-5030
O****@********************P
(Full email address available in API data)
Regulatory Contact
TAKAYUKI ASAKAWA
CHIEF OPERATING OFFICER
KOMATSU BUILDING 6F
KYOBASHI 3-3-2, CHUO-KU
TOKYO
Japan
Tel:
+81 3-4520-2323
Fax:
+81 3-4520-5030
A******@********************P
(Full email address available in API data)
Industry Affiliates
| GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Asakawa, Takayuki | Individual | – | MANAGING DIRECTOR AND CHIEF OPERATING OFFICER | 06/2016 | < 5% |
| Okura, Mitsuharu | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2016 | < 5% |
| TAMURA, ALVARO, J | Individual | – | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | 04/2019 | < 5% |
| GORDIAN CAPITAL LIMITED (CAYMAN) | Foreign Entity | – | SHAREHOLDER | 06/2016 | > 75% |
| HOWARD III, STANLEY, PROCTOR | Individual | GORDIAN CAPITAL LIMITED (CAYMAN) | SHAREHOLDER | 11/2003 | 25-50% |
| Voumard, Mark, Robert | Individual | GORDIAN CAPITAL LIMITED (CAYMAN) | SHAREHOLDER | 11/2003 | 25-50% |