SEASON INVESTMENTS, LLC
Adviser information for SEASON INVESTMENTS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 277 | $139.0M |
| Non-Discretionary | 0 | $0 |
| Total | 277 | $139.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 41 | $21.0M |
| HNW Individuals | 37 | $80.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $37.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118924 |
|---|---|
| SEC ERA File Number | 801-118924 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158070 |
| Legal Entity Identifier | None |
Principal Office
620 N TEJON STREETSUITE 202
COLORADO SPRINGS
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 719-528-8400, Fax: 719-352-3617
Chief Compliance Officer
DAVID HOULE
OWNER
620 N TEJON STREET
SUITE 202
COLORADO SPRINGS
CO
United States
Tel:
719-528-8400
Fax:
719-352-3617
D****@********************M
(Full email address available in API data)
Industry Affiliates
| SEASON CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEASON INVESTMENTS ALTERNATIVE CREDIT AND EQUITY FUND, LP | Hedge Fund | $37.4M | $0.5M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORSILLO, ELLIOTT, JACOB | Individual | – | CHIEF INVESTMENT OFFICER | 06/2011 | < 5% |
| HOULE, DAVID, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2011 | < 5% |
| DE PARTNERS, LLC | Domestic Entity | – | HOLDING COMPANY | 06/2011 | > 75% |
| ORSILLO, ELLIOTT, JACOB | Individual | DE PARTNERS, LLC | MANAGING MEMBER | 09/2009 | 50-75% |
| HOULE, DAVID, ANDREW | Individual | DE PARTNERS, LLC | MANAGING MEMBER | 09/2009 | 50-75% |