Hedge Fund Database

CAPITAL ADVISORS WEALTH MANAGEMENT

CAPITAL ADVISORS WEALTH MANAGEMENT, LLC Legal Name

Adviser information for CAPITAL ADVISORS WEALTH MANAGEMENT last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 866 $608.3M
Non-Discretionary 35 $133.9M
Total 901 $742.2M

Clients

Type Number RAUM
Individuals 613 $176.3M
HNW Individuals 240 $420.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 35 $133.9M
Charitable organizations 8 $2.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $9.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-118930
SEC ERA File Number 801-118930
SEC CIK Numbers 1824700
SEC CRD Numbers 309387
Legal Entity Identifier None

Principal Office

1104 NORTH 35TH AVENUE
YAKIMA
WA
United States
Monday - Friday, 7:30 AM - 4 PM
Tel: (509) 469-5030, Fax: None

Websites

www.linkedin.com/company/capital-advisors-wealth-management www.capitaladvisorswm.com

Chief Compliance Officer

ANTHONY J FARINA
MANAGING PARTNER
1104 NORTH 35TH AVENUE
YAKIMA
WA
United States
Tel: (509) 469-5030
(Full email address available in API data)

Regulatory Contact

MARY HILLIUS
OFFICE MANAGER
1104 NORTH 35TH AVENUE
YAKIMA
WA
United States
Tel: (509) 469-5030
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FARINA, ANTHONY, JOSEPH Individual – OWNER & CHIEF COMPLIANCE OFFICER 08/2020 50-75%
REINHART, EDWARD, CHARLES Individual – MANAGING MEMBER 08/2020 50-75%

No. Employees, Historic

10502020202120222023202420251 on 5/15/20201 on 6/15/20203 on 7/31/20203 on 8/3/20203 on 8/25/20203 on 10/9/20207 on 3/9/20217 on 7/15/20218 on 3/1/20228 on 3/1/20228 on 3/7/20238 on 3/8/20238 on 2/9/2024

RAUM, Historic

800M400M02020202120222023202420250 on 5/15/20200 on 6/15/20200 on 7/31/20200 on 8/3/20200 on 8/25/2020322483942 on 10/9/2020480661059 on 3/9/2021480661059 on 7/15/2021613830175 on 3/1/2022613830175 on 3/1/2022677025554 on 3/7/2023677025554 on 3/8/2023742189874 on 2/9/2024

No. Clients, Historic

2,0001,00002020202120222023202420250 on 5/15/20200 on 6/15/20200 on 7/31/20200 on 8/3/20200 on 8/25/20201266 on 10/9/2020609 on 3/9/2021609 on 7/15/2021776 on 3/1/2022776 on 3/1/2022854 on 3/7/2023854 on 3/8/2023896 on 2/9/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 2M 11K –
ADOBE INC COM 312K 561 –
AGCO CORP COM 560K 6K –
ALLIANCEBERNSTEIN GLOBAL HIG COM 123K 12K –
ALPHABET INC CAP STK CL A 6M 31K –
ALPHABET INC CAP STK CL C 1M 6K –
ALTRIA GROUP INC COM 554K 12K –
AMAZON COM INC COM 9M 45K –
AMGEN INC COM 317K 1K –
APPLE INC COM 11M 52K –
AT&T INC COM 361K 19K –
AUTOMATIC DATA PROCESSING IN COM 376K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 13K –
BLACKROCK INC COM 222K 282 –
BOEING CO COM 313K 2K –
BROADCOM INC COM 3M 2K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 539K 14K –
CATERPILLAR INC COM 387K 1K –
CHEVRON CORP NEW COM 3M 17K –
CINTAS CORP COM 253K 361 –
CISCO SYS INC COM 242K 5K –
COASTAL FINL CORP WA COM NEW 208K 5K –
COCA COLA CO COM 471K 7K –
COCA-COLA FEMSA SAB DE CV SPONSORD ADR REP 735K 9K –
COINBASE GLOBAL INC COM CL A 314K 1K –
COLUMBIA BKG SYS INC COM 2M 112K –
COSTCO WHSL CORP NEW COM 4M 5K –
CROWDSTRIKE HLDGS INC CL A 949K 2K –
DUKE ENERGY CORP NEW COM NEW 249K 2K –
EATON CORP PLC SHS 391K 1K –
ECOLAB INC COM 241K 1K –
ELI LILLY & CO COM 362K 400 –
ESPERION THERAPEUTICS INC NE COM 59K 27K –
EXPEDIA GROUP INC COM NEW 355K 3K –
EXXON MOBIL CORP COM 767K 7K –
F&G ANNUITIES & LIFE INC COMMON STOCK 731K 19K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 2M 44K –
FIRST TR EXCHNG TRADED FD VI FT ENERGY INCOME 239K 13K –
FORD MTR CO DEL COM 376K 30K –
GLOBAL X FDS GLBL X MLP ETF 1M 22K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 202K 6K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 3M 30K –
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 241K 3K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 222K 4K –
HF SINCLAIR CORP COM 427K 8K –
HILTON WORLDWIDE HLDGS INC COM 218K 1K –
HOME DEPOT INC COM 374K 1K –
INTEL CORP COM 213K 7K –
INTERNATIONAL BUSINESS MACHS COM 412K 2K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 212K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 207K 1K –
INVESCO QQQ TR UNIT SER 1 20M 42K –
ISHARES INC MSCI EMRG CHN 7M 114K –
ISHARES TR 0-3 MNTH TREASRY 490K 5K –
ISHARES TR 0-5YR HI YL CP 218K 5K –
ISHARES TR 20 YR TR BD ETF 508K 6K –
ISHARES TR CORE HIGH DV ETF 518K 5K –
ISHARES TR CORE MSCI EAFE 230K 3K –
ISHARES TR CORE S&P MCP ETF 974K 17K –
ISHARES TR CORE S&P SCP ETF 1M 12K –
ISHARES TR CORE S&P500 ETF 33M 60K –
ISHARES TR CORE US AGGBD ET 5M 52K –
ISHARES TR ISHS 1-5YR INVS 564K 11K –
ISHARES TR MSCI USA ESG SLC 253K 2K –
ISHARES TR NATIONAL MUN ETF 4M 36K –
ISHARES TR PFD AND INCM SEC 365K 12K –
ISHARES TR RUS 1000 ETF 313K 1K –
ISHARES TR RUS 1000 GRW ETF 33M 90K –
ISHARES TR RUSSELL 3000 ETF 309K 1K –
J P MORGAN EXCHANGE TRADED F ACTIVE VALUE ETF 202K 3K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 2M 36K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 10M 240K –
J P MORGAN EXCHANGE TRADED F EQUITY FOCUS ETF 205K 3K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 6M 100K –
J P MORGAN EXCHANGE TRADED F INCOME ETF 22M 489K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 728K 14K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 16M 325K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 573K 11K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 779K 16K –
JOHNSON & JOHNSON COM 453K 3K –
JPMORGAN CHASE & CO. COM 1M 6K –
KLA CORP COM NEW 211K 256 –
L3HARRIS TECHNOLOGIES INC COM 343K 2K –
LOCKHEED MARTIN CORP COM 645K 1K –
LOWES COS INC COM 260K 1K –
MARATHON PETE CORP COM 717K 4K –
MCDONALDS CORP COM 903K 4K –
MERCK & CO INC COM 439K 4K –
META PLATFORMS INC CL A 5M 10K –
MICROSOFT CORP COM 10M 23K –
MID-AMER APT CMNTYS INC COM 552K 4K –
NIO INC SPON ADS 48K 12K –
NOVO-NORDISK A S ADR 2M 11K –
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 238K 16K –
NVIDIA CORPORATION COM 7M 55K –
PACCAR INC COM 324K 3K –
PACER FDS TR PACER US SMALL 5M 108K –
PACER FDS TR US CASH COWS 100 18M 322K –
PALO ALTO NETWORKS INC COM 1M 4K –
PAYCHEX INC COM 221K 2K –
PEPSICO INC COM 800K 5K –
PFIZER INC COM 250K 9K –
PHILIP MORRIS INTL INC COM 286K 3K –
PHILLIPS 66 COM 1M 8K –
PIMCO ETF TR ENHAN SHRT MA AC 491K 5K –
PROCTER AND GAMBLE CO COM 692K 4K –
PROSHARES TR S&P 500 DV ARIST 639K 7K –
QUALCOMM INC COM 2M 11K –
QUANTA SVCS INC COM 250K 984 –
SALESFORCE INC COM 1M 6K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 25M 700K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 366K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 10K –
SCHWAB STRATEGIC TR US LCAP VA ETF 3M 45K –
SELECT SECTOR SPDR TR ENERGY 6M 70K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 230K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 261K 1K –
SOFI TECHNOLOGIES INC COM 681K 103K –
SPDR GOLD TR GOLD SHS 448K 2K –
SPDR S&P 500 ETF TR TR UNIT 8M 15K –
SPDR SER TR BLOOMBERG 1-3 MO 367K 4K –
STARBUCKS CORP COM 212K 3K –
TESLA INC COM 472K 2K –
TOYOTA MOTOR CORP ADS 594K 3K –
UNITED PARCEL SERVICE INC CL B 340K 2K –
UNITEDHEALTH GROUP INC COM 242K 475 –
US BANCORP DEL COM NEW 1M 27K –
VANECK ETF TRUST HIGH YLD MUNIETF 2M 41K –
VANECK ETF TRUST INTRMDT MUNI ETF 441K 10K –
VANECK ETF TRUST LONG MUNI ETF 740K 41K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 915K 5K –
VANGUARD BD INDEX FDS INTERMED TERM 296K 4K –
VANGUARD BD INDEX FDS LONG TERM BOND 16M 232K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 339K 5K –
VANGUARD INDEX FDS EXTEND MKT ETF 361K 2K –
VANGUARD INDEX FDS GROWTH ETF 493K 1K –
VANGUARD INDEX FDS MID CAP ETF 3M 13K –
VANGUARD INDEX FDS REAL ESTATE ETF 5M 64K –
VANGUARD INDEX FDS SM CP VAL ETF 10M 54K –
VANGUARD INDEX FDS SMALL CP ETF 258K 1K –
VANGUARD INDEX FDS SML CP GRW ETF 7M 28K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 15K –
VANGUARD INDEX FDS VALUE ETF 1M 8K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 226K 5K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 50K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 27M 335K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 28M 154K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 811K 16K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 13M 107K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 8M 124K –
VANGUARD WORLD FD INF TECH ETF 23M 41K –
VERIZON COMMUNICATIONS INC COM 360K 9K –
VERTEX PHARMACEUTICALS INC COM 915K 2K –
VISA INC COM CL A 4M 15K –
WALMART INC COM 389K 6K –
WASTE MGMT INC DEL COM 394K 2K –
WELLS FARGO CO NEW COM 203K 3K –
WISDOMTREE TR US HIGH DIVIDEND 288K 3K –
WISDOMTREE TR US LARGECAP DIVD 621K 9K –
WISDOMTREE TR US MIDCAP DIVID 237K 5K –