REGENT PROPERTIES
REGENT PROPERTIES, LLC Legal Name
Adviser information for REGENT PROPERTIES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $501.0M |
| Non-Discretionary | 9 | $1.7B |
| Total | 17 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsOTHER INVESTMENT VEHICLE. PLEASE SEE SCHEDULE D FOR DEFINITION. |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118956 |
|---|---|
| SEC ERA File Number | 801-118956 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309360 |
| Legal Entity Identifier | None |
Principal Office
12100 WILSHIRE BLVD., SUITE 1750LOS ANGELES
CA
United States
Monday - Friday, 8AMPST-6PMPST
Tel: 310-806-9800, Fax: 310-806-9801
Chief Compliance Officer
LISA LAFFER
GENERAL COUNSEL
12100 WILSHIRE BLVD.
SUITE 1750
LOS ANGELES
CA
United States
Tel:
3108069837
L******@*******************M
(Full email address available in API data)
Regulatory Contact
SAMUEL KRAUS
EVP & HEAD OF ACQUISITIONS
12100 WILSHIRE BLVD.
SUITE 1750
LOS ANGELES
CA
United States
Tel:
3108069810
S*****@*******************M
(Full email address available in API data)
Industry Affiliates
| ATLANTIC REGENT HOLDINGS, LLC | Sponsor or syndicator of limited partnerships |
| CAMELBACK VENTURE, LLC | Sponsor or syndicator of limited partnerships |
| REGENT CBV MANAGER, LLC | Sponsor or syndicator of limited partnerships |
| REGENT MANAGING MEMBER II, LLC | Sponsor or syndicator of limited partnerships |
| REGENT MANAGING MEMBER IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGENT SOUTHWEST, LLC | Sponsor or syndicator of limited partnerships |
| REGMUM GP, LLC | Sponsor or syndicator of limited partnerships |
| ROF V MANAGING MEMBER, LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLEISS, ERIC, ROBI LAWRENCE | Individual | – | MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER | 08/2005 | < 5% |
| BENBASSAT, MATTHEW, ALLAN | Individual | – | CHIEF OPERATING OFFICER | 01/2008 | < 5% |
| KRAUS, SAMUEL, LOREN | Individual | – | EXECUTIVE VICE PRESIDENT & HEAD OF ACQUISITIONS | 01/2020 | < 5% |
| LAFFER, LISA, MIRIAM | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 10/2019 | < 5% |
| SISTER BAY PARTNERSHIP | Domestic Entity | – | MEMBER | 01/2020 | 50-75% |
| MARGATE STREET FAMILY PARTNERSHIP | Domestic Entity | – | MEMBER | 01/2020 | 10-25% |
| FLEISS, ERIC, ROBI LAWRENCE | Individual | SISTER BAY PARTNERSHIP | TRUSTEE | 01/2019 | |
| BENBASSAT, MATTHEW, ALLAN | Individual | MARGATE STREET FAMILY PARTNERSHIP | GENERAL PARTNER | 01/2019 | |
| GMK511 VENTURES INC. | Domestic Entity | – | MEMBER | 01/2020 | 10-25% |
| KRAUS, SAMUEL, LOREN | Individual | GMK511 VENTURES INC. | SOLE SHAREHOLDER | 01/2020 | > 75% |
| LAFFER, LISA, MIRIAM | Individual | LAFFER LIVING TRUST U/D/T MARCH 22, 2013 | TRUSTEE | 03/2013 | > 75% |
| LAFFER LIVING TRUST U/D/T MARCH 22, 2013 | Domestic Entity | – | MEMBER | 03/2023 | < 5% |
| BFKLRP, LLC | Domestic Entity | – | MEMBER | 08/2022 | 25-50% |