FOUR POINTS ADVISORS, LLC
Adviser information for FOUR POINTS ADVISORS, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 118 | $30.2M |
| Non-Discretionary | 4 | $350,768 |
| Total | 122 | $30.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 49 | $8.9M |
| HNW Individuals | 31 | $20.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118971 |
|---|---|
| SEC ERA File Number | 801-118971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171720 |
| Legal Entity Identifier | None |
Principal Office
99 PARK AVENUEFLOOR 8
NEW YORK
NY
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: 646-300-6129, Fax: None
Chief Compliance Officer
GENE MURPHY
MANAGING MEMBER, CHIEF COMPLIANCE OFFICER
99 PARK AVENUE
FLOOR 8
NEW YORK
NY
United States
Tel:
646-300-6129
Fax:
646-219-7295
G******@******************M
(Full email address available in API data)
Industry Affiliates
| FOUR POINTS CAPITAL PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FOUR POINTS INSURANCE AGENCY LLC | Insurance company or agency |
| MHA FINANCIAL CORP | Other investment adviser, including financial planners |
| PROSPECT STREET HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Murphy, Gene, Ryan | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 11/2014 | 50-75% |
| 5M HOLDINGS, LLC | Domestic Entity | – | MEMBER | 08/2014 | 50-75% |
| MARTINO, MICHAEL, CHRISTOPHER | Individual | 5M HOLDINGS, LLC | MEMBER | 04/2011 | 25-50% |