ARX MANAGEMENT, LLC
Adviser information for ARX MANAGEMENT, LLC last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $728.3M |
| Non-Discretionary | 0 | $0 |
| Total | 31 | $728.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 31 | $728.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsIRC 1.468B QUALIFIED SETTLEMENT FUNDS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-118976 |
|---|---|
| SEC ERA File Number | 801-118976 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305659 |
| Legal Entity Identifier | None |
Principal Office
1730 E HOLLY AVEEL SEGUNDO
CA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 310-546-5279, Fax: 310-220-4560
Chief Compliance Officer
DEREK BROWN
FOUNDING PARTNER & CEO
1730 E HOLLY AVE
EL SEGUNDO
CA
United States
Tel:
310-546-5279
B****@**********M
(Full email address available in API data)
Regulatory Contact
ALYSSA BECK
DIRECTOR
1730 E HOLLY AVE
EL SEGUNDO
CA
United States
Tel:
3105465279
B***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, DEREK, SLATER | Individual | – | FOUNDING PARTNER, CEO, AND CCO | 12/2011 | > 75% |