ALEXANDER CAPITAL ADVISORS, LLC
Adviser information for ALEXANDER CAPITAL ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $75.5M |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $75.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1 | $130,000 |
| HNW Individuals | 15 | $7.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $68.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 75.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ACA WRAP-FEE PROGRAM | ALEXANDER CAPITAL ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-118981 |
|---|---|
| SEC ERA File Number | 801-118981 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140508 |
| Legal Entity Identifier | None |
Principal Office
125 ELM STREETNEW CANAAN
CT
United States
Monday - Friday, 8:00 AM TO 4:30PM
Tel: 203-966-7707, Fax: 203-966-7711
Websites
Chief Compliance Officer
THOMAS F. PAOLOZZI III
MEMBER/CHIEF COMPLIANCE OFFICER
125 ELM STREET
NEW CANAAN
CT
United States
Tel:
203-966-7707
Fax:
203-966-7711
T**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE PLATO FUND, LP | Hedge Fund | $68.2M | $0.5M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAOLOZZI, THOMAS, FRANKLIN | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 03/2006 | > 75% |