TRUE NORTH FINANCIAL

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Montana, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,212	$357.4M
Non-Discretionary	0	$0
Total	1,212	$357.4M

Clients

Type	Number	RAUM
Individuals	404	$117.3M
HNW Individuals	80	$236.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$3.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$544,886
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	265.6M
Portfolio Manager	0
Both for Same	0

Portfolio Manager to Program	Sponsor
TRUE NORTH	TRUE NORTH FINANCIAL

Identifiers

SEC RIA File Number	801-118992
SEC ERA File Number	801-118992
SEC CIK Numbers	1849683
SEC CRD Numbers	309126
Legal Entity Identifier	None

Principal Office

3178 GABEL RD
SUITE 1
BILLINGS
MT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic