FIDELIS INVESTORS, LLC
Adviser information for FIDELIS INVESTORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $878.9M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $878.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $539.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $339.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119006 |
|---|---|
| SEC ERA File Number | 801-119006 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306920 |
| Legal Entity Identifier | None |
Principal Office
25 COMMERCE DRIVE, SUITE 330CRANFORD
NJ
United States
Monday - Friday, 8AM-5PM
Tel: 908-402-8132, Fax: None
Chief Compliance Officer
LUCY KARONGO
DIRECTOR
25 COMMERCE DRIVE, SUITE 330
CRANFORD
NJ
United States
Tel:
908-402-8141
C*********@********************M
(Full email address available in API data)
Regulatory Contact
BRIAN TORTORELLA
MANAGING MEMBER
25 COMMERCE DRIVE, SUITE 330
CRANFORD
NJ
United States
Tel:
908-402-8133
B**********@********************M
(Full email address available in API data)
Industry Affiliates
| FIDELIS INVESTORS MORTGAGE FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELIS INVESTORS WH 2021-01 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELIS RESIDENTIAL BRIDGE LOAN VENTURE V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELIS RESIDENTIAL BRIDGE LOAN VENTURE VI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FIDELIS INVESTORS MORTGAGE FUND I, LP | Real Estate Fund | $7.0M | $0.0M | 1 |
| FIDELIS INVESTORS WH 2021-01 LP | Real Estate Fund | $85.1M | $0.0M | 2 |
| FIDELIS RESIDENTIAL BRIDGE LOAN VENTURE V LP | Real Estate Fund | $27.0M | $0.0M | 10 |
| FIDELIS RESIDENTIAL BRIDGE LOAN VENTURE VI LP | Real Estate Fund | $160.3M | $0.0M | 7 |
| FMJM RWL II LLC | Real Estate Fund | $11.9M | $0.0M | 4 |
| FMJM RWL IV LLC | Real Estate Fund | $17.8M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TORTORELLA, BRIAN, J | Individual | – | MANAGING MEMBER | 05/2020 | 50-75% |
| TESSITORE, MICHAEL, ANDREW | Individual | – | MANAGING MEMBER | 05/2020 | 50-75% |
| Karongo, Lucy | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| Hirokawa, Daisuke | Individual | – | CHIEF FINANCIAL OFFICER | 04/2022 | < 5% |
| FASSNACHT, MICHAEL, NOLAN | Individual | – | EXECUTIVE DIRECTOR | 09/2020 | < 5% |