LIBERTY PRIVATE CLIENT, LLC
Adviser information for LIBERTY PRIVATE CLIENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 289 | $220.0M |
| Non-Discretionary | 0 | $0 |
| Total | 289 | $220.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $24.8M |
| HNW Individuals | 35 | $195.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119011 |
|---|---|
| SEC ERA File Number | 801-119011 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305130 |
| Legal Entity Identifier | None |
Principal Office
5237 SUMMERLIN COMMONS BLVD#319
FORT MYERS
FL
United States
Monday - Friday, 8:30-5
Tel: 239-275-2538, Fax: None
Websites
Chief Compliance Officer
DEANA M SIMCOX
CHIEF COMPLIANCE OFFICER
125 STRAFFORD AVE
ROOM 116
WAYNE
PA
United States
Tel:
4843200484
D******@***********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL MCCORT
BEACHCOMBER AVE
15641
FORT MYERS
FL
United States
Tel:
2398396552
M******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCORT, MICHAEL, WILLIAM | Individual | – | PRESIDENT | 07/2019 | 50-75% |
| SEIDEL, RICHARD, BASCOM | Individual | – | CHAIRPERSON | 04/2020 | 25-50% |
| Simcox, Deana, Marie | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |