KKR REGISTERED ADVISOR LLC
Adviser information for KKR REGISTERED ADVISOR LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $1.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119014 |
|---|---|
| SEC ERA File Number | 801-119014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309284 |
| Legal Entity Identifier | 549300SJ3L0OHOZD1S67 |
Principal Office
30 HUDSON YARDSNEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 212-750-8300, Fax: 212-750-0003
Chief Compliance Officer
ROBERT BRECKENRIDGE
30 HUDSON YARDS
NEW YORK
NY
United States
Tel:
212 271 9102
C***********@******M
(Full email address available in API data)
Regulatory Contact
MATTHEW WATKINS
DEPUTY CHIEF COMPLIANCE OFFICER
30 HUDSON YARDS
NEW YORK
NY
United States
Tel:
212 230 9745
M**************@******M
(Full email address available in API data)
Industry Affiliates
| KJR MANAGEMENT | Other investment adviser, including financial plannersReal estate broker or dealer |
| KKR ALTERNATIVE INVESTMENT MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KKR CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KKR CREDIT ADVISORS (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| KOHLBERG KRAVIS ROBERTS & CO. L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MCS CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE GLOBAL ATLANTIC FINANCIAL GROUP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOHLBERG KRAVIS ROBERTS & CO. L.P. | Domestic Entity | – | MEMBER | 06/2004 | > 75% |
| LEWIN, ROBERT, HOWARD | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| BRECKENRIDGE, ROBERT, LEWIS | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
| KKR & CO. GP LLC | Domestic Entity | KOHLBERG KRAVIS ROBERTS & CO. L.P. | GENERAL PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. | 01/2020 | |
| KKR GROUP PARTNERSHIP L.P. | Foreign Entity | KOHLBERG KRAVIS ROBERTS & CO. L.P. | LIMITED PARTNER OF KOHLBERG KRAVIS ROBERTS & CO. L.P. AND SOLE SHAREHOLDER OF KKR HOLDCO LLC | 01/2020 | > 75% |
| KKR GROUP HOLDINGS CORP. | Domestic Entity | KKR GROUP PARTNERSHIP L.P. | GENERAL PARTNER OF KKR GROUP HOLDINGS L.P. | 05/2022 | |
| KKR GROUP HOLDINGS L.P. | Domestic Entity | KKR GROUP PARTNERSHIP L.P. | LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P. | 01/2020 | 25-50% |
| KKR HOLDCO LLC | Domestic Entity | KKR & CO. GP LLC | SOLE MEMBER OF KKR & CO. GP LLC | 01/2020 | > 75% |
| KKR GROUP HOLDINGS L.P. | Domestic Entity | KKR GROUP HOLDINGS L.P. | LIMITED PARTNER OF KKR GROUP PARTNERSHIP LP | 01/2020 | 25-50% |
| KKR GROUP CO. INC. | Domestic Entity | KKR GROUP HOLDINGS CORP. | SHAREHOLDER OF KKR GROUP HOLDINGS CORP. | 07/2018 | > 75% |
| BAE, JOSEPH, YONG | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 07/2017 | < 5% |
| NUTTALL, SCOTT, CHARLES | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 07/2017 | < 5% |
| Sudol, Kathryn, King | Individual | – | CHIEF LEGAL OFFICER | 09/2022 | < 5% |
| KKR & CO. INC. | Domestic Entity | KKR GROUP CO. INC. | SHAREHOLDER OF KKR GROUP CO. INC. | 05/2022 | > 75% |