SAN LUIS WEALTH ADVISORS
SLWA, LLC Legal Name
Adviser information for SAN LUIS WEALTH ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 641 | $97.2M |
| Non-Discretionary | 0 | $0 |
| Total | 641 | $97.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 274 | $64.7M |
| HNW Individuals | 16 | $29.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesFINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-119019 |
|---|---|
| SEC ERA File Number | 801-119019 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309506 |
| Legal Entity Identifier | None |
Principal Office
735 TANK FARM ROADSUITE 264
SAN LUIS OBISPO
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 805-810-0002, Fax: None
Chief Compliance Officer
LUKE KITTINGER
735 TANK FARM ROAD
SUITE 264
SAN LUIS OBISPO
CA
United States
Tel:
805-810-0002
L***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KITTINGER, LUKE, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 06/2020 | > 75% |
| GOODWIN, BRADLEY, JUDSON | Individual | – | FOUNDING PARTNER | 06/2020 | 10-25% |