SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC
Adviser information for SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 4 | $90.8M |
| Total | 4 | $90.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $89.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $1.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsRISK ASSESSMENT; FINANCIAL CONTROLLING |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119020 |
|---|---|
| SEC ERA File Number | 801-119020 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309110 |
| Legal Entity Identifier | None |
Principal Office
157 COLUMBUS AVENUESUITE 512
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 917 750-5588, Fax: None
Websites
Chief Compliance Officer
SUHAIL DARWESH
HEAD OF RISK & COMPLIANCE
157 COLUMBUS AVENU
SUITE #512
NEW YORK
NY
United States
Tel:
+923002233207
S*****@************M
(Full email address available in API data)
Regulatory Contact
MICHAEL RAUENHORST
MANAGING PARTNER
157 COLUMBUS AVENU
SUITE #512
NEW YORK
NY
United States
Tel:
917 750-5588
M******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENERGY ACCESS RELIEF FUND BV (INCL EARF CV) | PRIVATE DEBT FUND | $85.9M | $0.5M | 3 |
| SIMA ANGAZA DISTRIBUTOR FINANCE FUND B.V. | DEBT FUND | $1.6M | $0.3M | 3 |
| SIMA OFF-GRID SOLAR AND FINANCIAL ACCESS SENIOR DEBT FUND I B.V. | DEBT FUND | $2.0M | $0.3M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHN F. AND MARY A. GEISSE FOUNDATION | Domestic Entity | – | DIRECTOR | 06/2016 | 5-10% |
| MAHMOOD, SYED, ASAD | Individual | – | DIRECTOR, CEO AND MANAGING PARTNER | 06/2016 | 25-50% |
| RAUENHORST, MICHAEL, G | Individual | – | DIRECTOR AND MANAGING PARTNER | 06/2016 | 10-25% |
| Rizvi, Syed Mohsin Mujtaba | Individual | – | DIRECTOR | 06/2016 | 5-10% |
| Zakaria, Mohamed | Individual | – | DIRECTOR | 06/2016 | 5-10% |
| Kamra, Christina | Individual | – | DIRECTOR | 09/2020 | 5-10% |
| RIZVI, JAVED | Individual | – | DIRECTOR | 09/2020 | 5-10% |
| DARWESH, SUHAIL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |