AXIAL READE CAPITAL, LP
Adviser information for AXIAL READE CAPITAL, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $618.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $618.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $618.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119030 |
|---|---|
| SEC ERA File Number | 801-119030 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301386 |
| Legal Entity Identifier | None |
Principal Office
250 GREENWICH STREETSUITE 3325
NEW YORK
NY
United States
Monday - Friday, 9:00A - 5:00P
Tel: 212-660-9500, Fax: None
Chief Compliance Officer
JENNIE ADAM
CHIEF OPERATING OFFICER
250 GREENWICH STREET
SUITE 3325
NEW YORK
NY
United States
Tel:
212-660-9502
J*****@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL SIRIGNANO
FOUNDER & CHIEF EXECUTIVE OFFICER
250 GREENWICH STREET
SUITE 3325
NEW YORK
NY
United States
Tel:
212-660-9501
M@*************M
(Full email address available in API data)
Industry Affiliates
| ALLEGIANCE PARTNERS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| AXIAL READE CAPITAL FUND II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLEGIANCE PARTNERS A, LP | Private Equity Fund | $346.6M | $0.0M | 36 |
| ALLEGIANCE PARTNERS B, LP | Private Equity Fund | $38.2M | $0.0M | 7 |
| ALLEGIANCE SPLITTER I, LP | Private Equity Fund | $0.1M | $0.0M | 1 |
| AXIAL READE CAPITAL FUND II-A, LP | Private Equity Fund | $16.2M | $0.1M | 6 |
| AXIAL READE CAPITAL FUND II, LP | Private Equity Fund | $217.0M | $0.1M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIRIGNANO, MICHAEL, FULLER | Individual | – | FOUNDER & CHIEF EXECUTIVE OFFICER | 08/2018 | > 75% |
| AXIAL READE CAPITAL, LLC | Domestic Entity | – | GENERAL PARTNER | 08/2018 | < 5% |
| SIRIGNANO, MICHAEL, FULLER | Individual | AXIAL READE CAPITAL, LLC | MANAGING MEMBER | 08/2018 | > 75% |
| ADAM, JENNIE, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER/COO | 03/2022 | < 5% |