TRB WEALTH MANAGEMENT, LLC
Adviser information for TRB WEALTH MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,338 | $1.2B |
| Non-Discretionary | 122 | $41.0M |
| Total | 1,460 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 333 | $133.1M |
| HNW Individuals | 95 | $225.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $33.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 6 | $40.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 88 | $760.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 1.1B |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-119035 |
|---|---|
| SEC ERA File Number | 801-119035 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309370 |
| Legal Entity Identifier | None |
Principal Office
6770 WEST I-2 (EXPRESSWAY 83)HARLINGEN
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 956-217-6029, Fax: None
Websites
Chief Compliance Officer
LINDA ROBERTS
CHIEF COMPLIANCE OFFICER
6770 WEST I-2 (EXPRESSWAY 83)
HARLINGEN
TX
United States
Tel:
(956) 217-6029
L*******@********************M
(Full email address available in API data)
Regulatory Contact
ROBERT FARRIS
PRESIDENT-CHAIRMAN
6770 WEST I-2 (EXPRESSWAY 83)
HARLINGEN
TX
United States
Tel:
(956) 972-5436
B******@*******K
(Full email address available in API data)
Industry Affiliates
| TEXAS REGIONAL BANK | Banking or thrift institution |
| TRB CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TRB INSURANCE AGENCY, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBERTS, LINDA, LORRAINE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |
| FARRIS, ROBERT, RAIMOND | Individual | – | PRESIDENT - CHAIRMAN | 04/2020 | < 5% |
| TIPPIT, JOHN, LEE | Individual | – | VICE PRESIDENT - SECRETARY | 04/2020 | < 5% |
| TEXAS REGIONAL BANK | Domestic Entity | – | OWNER | 04/2020 | > 75% |
| TEXAS STATE BANKSHARES, INC. | Domestic Entity | TEXAS REGIONAL BANK | OWNER | 07/2010 | > 75% |