GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG
GOLDEN K WEALTH MANAGEMENT, LLC Legal Name
Adviser information for GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MG last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 169 | $77.6M |
| Non-Discretionary | 22 | $55.1M |
| Total | 191 | $132.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 74 | $7.3M |
| HNW Individuals | 26 | $34.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 91 | $91.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | THIRD PARTY ADMINISTRATION SERVICES |
Identifiers
| SEC RIA File Number | 801-119036 |
|---|---|
| SEC ERA File Number | 801-119036 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156588 |
| Legal Entity Identifier | None |
Principal Office
5950 CANOGA AVENUESUITE 540
WOODLAND HILLS
CA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 818-587-4455, Fax: 818-587-2982
Websites
Chief Compliance Officer
SAL KARGODORIAN
MANAGING MEMBER
5950 CANOGA AVENUE
SUITE 540
WOODLAND HILLS
CA
United States
Tel:
818-587-4455
Fax:
818-587-2982
S**@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDEN K REAL ESTATE PARTNERS II, LLC | Real Estate Fund | $3.8M | $0.3M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KARGODORIAN, SAL, T. | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2011 | > 75% |