OM ADVISERS LP
Adviser information for OM ADVISERS LP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $179.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $179.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $179.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119039 |
|---|---|
| SEC ERA File Number | 801-119039 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309024 |
| Legal Entity Identifier | None |
Principal Office
19 BEECHWOOD ROAD3RD FLOOR
SUMMIT
NJ
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 908-373-2520, Fax: None
Chief Compliance Officer
AJAY G. SHROFF
PRESIDENT AND CHIEF INVESTMENT OFFICER
19 BEECHWOOD ROAD
3RD FLOOR
SUMMIT
NJ
United States
Tel:
908-373-2520
A***@*************M
(Full email address available in API data)
Industry Affiliates
| ORION FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ORION MASTER FUND LP | Hedge Fund | $179.5M | $1.0M | 304 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHROFF, AJAY, G. | Individual | – | LIMITED PARTNER, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER | 10/2019 | > 75% |
| OM ADVISERS GP LLC | Domestic Entity | – | GENERAL PARTNER | 10/2019 | < 5% |
| SHROFF, AJAY, G. | Individual | OM ADVISERS GP LLC | SOLE MANAGING MEMBER | 10/2019 | > 75% |