CAROLINA WEALTH ADVISORS
CAROLINA WEALTH ADVISORS, LLC Legal Name
Adviser information for CAROLINA WEALTH ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,332 | $274.5M |
| Non-Discretionary | 50 | $3.7M |
| Total | 1,382 | $278.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 421 | $102.4M |
| HNW Individuals | 107 | $170.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $5.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
1110 LONDON STREETSUITE 204
MYRTLE BEACH
SC
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (843) 448-4425, Fax: (843) 448-4784
Websites
Chief Compliance Officer
CHRISTY L. HORLACHER
1110 LONDON STREET
SUITE 204
MYRTLE BEACH
SC
United States
Tel:
(843) 448-4425
Fax:
(843) 448-4784
C******@*************M
(Full email address available in API data)
Regulatory Contact
M. RADCLIFF LOWERY
CFO
1110 LONDON STREET
SUITE 204
MYRTLE BEACH
SC
United States
Tel:
(843) 448-4425
Fax:
(843) 448-4784
R**@*************M
(Full email address available in API data)
Industry Affiliates
| M. RADCLIFF LOWERY CPA LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORLACHER, CHRISTY, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2017 | < 5% |
| LOWERY, MATTHEW, RADCLIFF | Individual | – | CFO | 05/2017 | < 5% |
| ST. JOHN, CHRISTOPHER, DAVID | Individual | – | CEO | 05/2017 | < 5% |
| M RADCLIFF LOWERY CPA LLC | Domestic Entity | – | MEMBER | 05/2017 | 25-50% |
| RPWCM, INC. | Domestic Entity | – | MEMBER | 05/2017 | 50-75% |
| LOWERY, MATTHEW, RADCLIFF | Individual | M RADCLIFF LOWERY CPA LLC | MEMBER | 08/2008 | > 75% |
| ST. JOHN, CHRISTOPHER, DAVID | Individual | RPWCM, INC. | SHAREHOLDER | 09/2004 | > 75% |
| SWEET BAILEY, LLC | Domestic Entity | – | MEMBER | 08/2021 | 10-25% |
| HORLACHER, CHRISTY, LEE | Individual | SWEET BAILEY, LLC | MEMBER | 05/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO COM | Stock | 51K | 498 | – |
| ABBVIE INC COM | Stock | 7M | 41K | – |
| ABRDN PHYSICAL PRECIOUS METALS BASKET SHARES ETF | ETF | 826K | 8K | – |
| ACCENTURE PLC IRELAND SHS CLASS A | Stock | 18K | 58 | – |
| ADVANCED MICRO DEVICES INC COM | Stock | 15K | 90 | – |
| AGNICO EAGLE MINES LTD COM | Stock | 19K | 289 | – |
| ALBEMARLE CORP COM | Stock | 955 | 10 | – |
| ALPHABET INC CAP STK CL A | Stock | 98K | 536 | – |
| ALPHABET INC CAP STK CL C | Stock | 37K | 200 | – |
| ALTRIA GROUP INC COM | Stock | 10K | 225 | – |
| AMAZON COM INC COM | Stock | 366K | 2K | – |
| AMERICAN EXPRESS CO COM | Stock | 4K | 16 | – |
| ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR | ADR | 6K | 100 | – |
| AON PLC SHS CL A | Stock | 156K | 532 | – |
| APA CORPORATION COM | Stock | 57K | 2K | – |
| APPLE INC COM | Stock | 725K | 3K | – |
| APPLIED MATLS INC COM | Stock | 3K | 12 | – |
| AVIS BUDGET GROUP COM | Stock | 41K | 393 | – |
| B2GOLD CORP COM | Stock | 1K | 539 | – |
| BALCHEM CORP COM | Stock | 84K | 548 | – |
| BANK AMERICA CORP COM | Stock | 55K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 643K | 2K | – |
| BOOKING HOLDINGS INC COM | Stock | 8K | 2 | – |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | Stock | 6M | 40K | – |
| BREAD FINANCIAL HOLDINGS INC COM | Stock | 96K | 2K | – |
| BRITISH AMERN TOB PLC SPONSORED ADR | ADR | 20K | 649 | – |
| BROADCOM INC COM | Stock | 11M | 7K | – |
| BWX TECHNOLOGIES INC COM | Stock | 6K | 62 | – |
| CALERES INC COM | Stock | 859K | 26K | – |
| CANOPY GROWTH CORP COM NEW | Stock | 65 | 10 | – |
| CARMAX INC COM | Stock | 2K | 33 | – |
| CARNIVAL CORP PAIRED CTF | Stock | 9K | 498 | – |
| CASSAVA SCIENCES INC COM | Stock | 593 | 48 | – |
| CELESTICA INC COM | Stock | 914K | 16K | – |
| CENCORA INC COM | Stock | 13K | 57 | – |
| CHEVRON CORP NEW COM | Stock | 37K | 239 | – |
| CHEWY INC CL A | Stock | 6K | 238 | – |
| CHIPOTLE MEXICAN GRILL INC COM | Stock | 6K | 100 | – |
| CHURCH & DWIGHT CO INC COM | Stock | 107K | 1K | – |
| CITY HLDG CO COM | Stock | 5M | 49K | – |
| COCA COLA CO COM | Stock | 28K | 446 | – |
| COLGATE PALMOLIVE CO COM | Stock | 7K | 74 | – |
| COLUMBIA U.S. EQUITY INCOME ETF | ETF | 33K | 760 | – |
| CONAGRA BRANDS INC COM | Stock | 4M | 148K | – |
| CONSTELLATION BRANDS INC CL A | Stock | 10K | 40 | – |
| COPA HOLDINGS SA CL A | Stock | 649K | 7K | – |
| COSTCO WHSL CORP NEW COM | Stock | 171K | 201 | – |
| COTERRA ENERGY INC COM | Stock | 10K | 380 | – |
| CROWDSTRIKE HLDGS INC CL A | Stock | 19K | 50 | – |
| CUMMINS INC COM | Stock | 8K | 30 | – |
| D R HORTON INC COM | Stock | 4K | 30 | – |
| DELTA AIR LINES INC DEL COM NEW | Stock | 652K | 14K | – |
| DICKS SPORTING GOODS INC COM | Stock | 8M | 40K | – |
| DISNEY WALT CO COM | Stock | 37K | 368 | – |
| DUKE ENERGY CORP NEW COM NEW | Stock | 20K | 197 | – |
| DZS INC COM | Stock | 5 | 4 | – |
| ELEVANCE HEALTH INC COM | Stock | 5K | 9 | – |
| ELI LILLY & CO COM | Stock | 73K | 81 | – |
| EMPLOYERS HLDGS INC COM | Stock | 3M | 78K | – |
| ENBRIDGE INC COM | Stock | 10K | 280 | – |
| ENDEAVOUR SILVER CORP COM | Stock | 704 | 200 | – |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 2K | 17 | – |
| ENERSYS COM | Stock | 733K | 7K | – |
| ENOVA INTL INC COM | Stock | 85K | 1K | – |
| EVERGY INC COM | Stock | 25K | 478 | – |
| EXELON CORP COM | Stock | 5K | 150 | – |
| FASTENAL CO COM | Stock | 7M | 107K | – |
| FIRST MAJESTIC SILVER CORP COM | Stock | 734 | 124 | – |
| FLEXSHARES STOXX GLOBAL ESG SELECT INDEX FUND | ETF | 60K | 364 | – |
| FORD MTR CO DEL COM | Stock | 7M | 573K | – |
| FORESTAR GROUP INC COM | Stock | 703K | 22K | – |
| FRESH DEL MONTE PRODUCE INC ORD | Stock | 451K | 21K | – |
| GENERAL MLS INC COM | Stock | 8K | 126 | – |
| GENERAL MTRS CO COM | Stock | 100K | 2K | – |
| GILEAD SCIENCES INC COM | Stock | 5K | 75 | – |
| GOLD FIELDS LTD SPONSORED ADR | ADR | 596 | 40 | – |
| GOLDMAN SACHS GROUP INC COM | Stock | 4K | 8 | – |
| GOPRO INC CL A | Stock | 85 | 60 | – |
| GRAYSCALE BITCOIN TRUST | ETF | 13K | 235 | – |
| GREENBRIER COS INC COM | Stock | 732K | 15K | – |
| HALLIBURTON CO COM | Stock | 2K | 50 | – |
| HANESBRANDS INC COM | Stock | 1K | 248 | – |
| HASBRO INC COM | Stock | 1K | 24 | – |
| HECLA MNG CO COM | Stock | 3K | 637 | – |
| HERSHEY CO COM | Stock | 184 | 1 | – |
| HEWLETT PACKARD ENTERPRISE CO COM | Stock | 318 | 15 | – |
| HP INC COM | Stock | 525 | 15 | – |
| INFOSYS LTD SPONSORED ADR | ADR | 4M | 237K | – |
| INTEL CORP COM | Stock | 13K | 405 | – |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 347K | 2K | – |
| INVESCO BULLETSHARES 2024 CORPORATE BOND ETF | ETF | 114K | 5K | – |
| INVESCO BULLETSHARES 2033 CORPORATE BOND ETF | ETF | 6M | 285K | – |
| INVESCO S&P GLOBAL WATER INDEX ETF | ETF | 27K | 486 | – |
| IQIYI INC SPONSORED ADS | ADR | 3K | 950 | – |
| IQVIA HLDGS INC COM | Stock | 7K | 33 | – |
| ISHARES 10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 7M | 131K | – |
| ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF | ETF | 564 | 11 | – |
| ISHARES CYBERSECURITY & TECH ETF | ETF | 3K | 61 | – |
| ISHARES ESG AWARE MSCI USA SMALL-CAP ETF | ETF | 147K | 4K | – |
| ISHARES GLOBAL CLEAN ENERGY ETF | ETF | 20K | 1K | – |
| ISHARES MORNINGSTAR MID-CAP VALUE ETF | ETF | 21K | 300 | – |
| ISHARES MSCI INDIA ETF | ETF | 6K | 100 | – |
| ISHARES MSCI SWITZERLAND ETF | ETF | 10K | 200 | – |
| JETAI INC COM | Stock | 52 | 155 | – |
| JETAI INC WT EXP 081033 | Stock | 104 | 246 | – |
| JOHNSON & JOHNSON COM | Stock | 35K | 240 | – |
| JPMORGAN CHASE & CO. COM | Stock | 28K | 139 | – |
| KINROSS GOLD CORP COM | Stock | 2K | 222 | – |
| KYNDRYL HLDGS INC COMMON STOCK | Stock | 9K | 332 | – |
| LIVERAMP HLDGS INC COM | Stock | 846K | 27K | – |
| LOEWS CORP COM | Stock | 792K | 11K | – |
| LOWES COS INC COM | Stock | 46K | 208 | – |
| LULULEMON ATHLETICA INC COM | Stock | 3K | 10 | – |
| MAGNA INTL INC COM | Stock | 8K | 200 | – |
| MAIDEN HOLDINGS LTD SHS | Stock | 3K | 2K | – |
| MARRIOTT INTL INC NEW CL A | Stock | 67K | 277 | – |
| MARRIOTT VACATIONS WORLDWIDE C COM | Stock | 2K | 27 | – |
| MARTIN MARIETTA MATLS INC COM | Stock | 11K | 20 | – |
| MARVELL TECHNOLOGY INC COM | Stock | 7K | 100 | – |
| MASTERCARD INCORPORATED CL A | Stock | 277K | 627 | – |
| MCDONALDS CORP COM | Stock | 10K | 41 | – |
| MERCK & CO INC COM | Stock | 115K | 927 | – |
| META PLATFORMS INC CL A | Stock | 39K | 78 | – |
| MICRON TECHNOLOGY INC COM | Stock | 4K | 28 | – |
| MICROSOFT CORP COM | Stock | 137K | 307 | – |
| MOLSON COORS BEVERAGE CO CL B | Stock | 531K | 10K | – |
| MSC INDL DIRECT INC CL A | Stock | 22K | 280 | – |
| NATIONAL HEALTH INVS INC COM | REIT | 271 | 4 | – |
| NCR VOYIX CORPORATION COM | Stock | 69K | 6K | – |
| NEW GOLD INC CDA COM | Stock | 1K | 540 | – |
| NIKE INC CL B | Stock | 11K | 150 | – |
| NORWEGIAN CRUISE LINE HLDG LTD SHS | Stock | 3K | 176 | – |
| NVIDIA CORPORATION COM | Stock | 114K | 920 | – |
| OCCIDENTAL PETE CORP WT EXP 080327 | Stock | 41 | 1 | – |
| OPENLANE INC COM | Stock | 734K | 44K | – |
| ORACLE CORP COM | Stock | 6K | 40 | – |
| OSHKOSH CORP COM | Stock | 699K | 6K | – |
| OWENS CORNING NEW COM | Stock | 819K | 5K | – |
| PACCAR INC COM | Stock | 762K | 7K | – |
| PACKAGING CORP AMER COM | Stock | 7M | 37K | – |
| PALO ALTO NETWORKS INC COM | Stock | 10K | 30 | – |
| PAR PAC HOLDINGS INC COM NEW | Stock | 71K | 3K | – |
| PENN ENTERTAINMENT INC COM | Stock | 1K | 60 | – |
| PEPSICO INC COM | Stock | 82K | 500 | – |
| PHARMACYTE BIOTECH INC COM NEW | Stock | 4 | 2 | – |
| POST HLDGS INC COM | Stock | 748K | 7K | – |
| PPG INDS INC COM | Stock | 59K | 469 | – |
| PREMIER INC CL A | Stock | 6M | 297K | – |
| PROCTER AND GAMBLE CO COM | Stock | 117K | 710 | – |
| PRUDENTIAL FINL INC COM | Stock | 590K | 5K | – |
| PUBLIC SVC ENTERPRISE GRP INC COM | Stock | 66K | 900 | – |
| PULTE GROUP INC COM | Stock | 894K | 8K | – |
| RADIAN GROUP INC COM | Stock | 8M | 246K | – |
| RCI HOSPITALITY HLDGS INC COM | Stock | 44 | 1 | – |
| RENAISSANCERE HLDGS LTD COM | Stock | 666K | 3K | – |
| ROYAL CARIBBEAN GROUP COM | Stock | 48K | 298 | – |
| RUMBLE INC COM CL A | Stock | 222 | 40 | – |
| RYDER SYS INC COM | Stock | 89K | 720 | – |
| SALESFORCE INC COM | Stock | 7K | 26 | – |
| SANDSTORM GOLD LTD COM NEW | Stock | 2K | 418 | – |
| SCHWAB CHARLES CORP COM | Stock | 42K | 565 | – |
| SCHWAB EMERGING MARKETS EQUITY ETF | ETF | 1M | 41K | – |
| SCHWAB INTERNATIONAL EQUITY ETF | ETF | 3M | 83K | – |
| SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF | ETF | 1M | 30K | – |
| SCHWAB U.S. BROAD MARKET ETF | ETF | 288K | 5K | – |
| SCHWAB U.S. LARGE-CAP ETF | ETF | 5M | 84K | – |
| SCHWAB U.S. LARGE-CAP VALUE ETF | ETF | 10K | 131 | – |
| SCHWAB U.S. MID-CAP ETF | ETF | 4M | 55K | – |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 5M | 108K | – |
| SCHWAB US TIPS ETF | ETF | 21M | 396K | – |
| SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS | Stock | 3K | 25 | – |
| SHERWIN WILLIAMS CO COM | Stock | 10K | 33 | – |
| SHUTTERSTOCK INC COM | Stock | 5M | 118K | – |
| SILVERCREST METALS INC COM | Stock | 611 | 75 | – |
| SIRIUS XM HOLDINGS INC COM | Stock | 4K | 1K | – |
| SOLAREDGE TECHNOLOGIES INC COM | Stock | 808 | 32 | – |
| SOLVENTUM CORP COM SHS | Stock | 7K | 124 | – |
| SOUTHERN CO COM | Stock | 46K | 594 | – |
| SOUTHERN COPPER CORP COM | Stock | 11K | 101 | – |
| SPDR PORTFOLIO S&P 400 MID CAP ETF | ETF | 34K | 670 | – |
| SPDR S&P 500 ETF TRUST | ETF | 33K | 61 | – |
| SPOTIFY TECHNOLOGY S A SHS | Stock | 628 | 2 | – |
| SSR MINING IN COM | Stock | 565 | 125 | – |
| STARBUCKS CORP COM | Stock | 20K | 255 | – |
| STEEL DYNAMICS INC COM | Stock | 72K | 555 | – |
| SUN CMNTYS INC COM | REIT | 6K | 51 | – |
| TARGET CORP COM | Stock | 72K | 489 | – |
| TESLA INC COM | Stock | 243K | 1K | – |
| TEXAS INSTRS INC COM | Stock | 7K | 35 | – |
| TJX COS INC NEW COM | Stock | 220 | 2 | – |
| TORONTO DOMINION BK ONT COM NEW | Stock | 550 | 10 | – |
| TRIP COM GROUP LTD ADS | ADR | 763K | 16K | – |
| TRUESHARES TECHNOLOGY, AI & DEEP LEARNING ETF | ETF | 15K | 369 | – |
| TRUMP MEDIA & TECHNOLOGY GROUP COM | Stock | 3K | 88 | – |
| TRUMP MEDIA & TECHNOLOGY GROUP WT EXP 032529 | Stock | 82K | 4K | – |
| TWILIO INC CL A | Stock | 547K | 10K | – |
| UNDER ARMOUR INC CL A | Stock | 800 | 120 | – |
| UNDER ARMOUR INC CL C | Stock | 784 | 120 | – |
| UNITED AIRLS HLDGS INC COM | Stock | 593K | 12K | – |
| UNITED PARCEL SERVICE INC CL B | Stock | 7K | 50 | – |
| UNITED STATES STL CORP NEW COM | Stock | 89K | 2K | – |
| UNITEDHEALTH GROUP INC COM | Stock | 4K | 8 | – |
| UPBOUND GROUP INC COM | Stock | 75K | 2K | – |
| US FOODS HLDG CORP COM | Stock | 53K | 1K | – |
| UTZ BRANDS INC COM CL A | Stock | 13K | 800 | – |
| VANECK RUSSIA ETF | ETF | 0 | 162 | – |
| VANGUARD ESG U.S. STOCK ETF | ETF | 171K | 2K | – |
| VANGUARD INFORMATION TECHNOLOGY ETF | ETF | 62K | 107 | – |
| VANGUARD LONG-TERM BOND ETF | ETF | 26M | 366K | – |
| VANGUARD MID-CAP VALUE ETF | ETF | 6K | 43 | – |
| VANGUARD VALUE ETF | ETF | 2K | 10 | – |
| VERIZON COMMUNICATIONS INC COM | Stock | 6M | 151K | – |
| VIATRIS INC COM | Stock | 78K | 7K | – |
| VISA INC COM CL A | Stock | 104K | 398 | – |
| VITAL ENERGY INC COM | Stock | 71K | 2K | – |
| WALMART INC COM | Stock | 187K | 3K | – |
| WARRIOR MET COAL INC COM | Stock | 124K | 2K | – |
| WASTE MGMT INC DEL COM | Stock | 25K | 115 | – |
| WELLS FARGO CO NEW COM | Stock | 7K | 113 | – |
| WILLIAMS SONOMA INC COM | Stock | 6M | 21K | – |
| WISDOMTREE CLOUD COMPUTING FUND | ETF | 14K | 443 | – |
| XPEL INC COM | Stock | 50K | 1K | – |
| XTRACKERS S&P 500 ESG ETF | ETF | 62K | 1K | – |
| ZENTEK LTD COM | Stock | 3K | 3K | – |
| ZIMMER BIOMET HOLDINGS INC COM | Stock | 4K | 40 | – |
| ZIMVIE INC COM | Stock | 73 | 4 | – |