JEFFREY CHARLES LLOYD WOLMAN
WOLMAN WEALTH MANAGEMENT, INC. Legal Name
Adviser information for JEFFREY CHARLES LLOYD WOLMAN last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 250 | $199.9M |
| Non-Discretionary | 0 | $0 |
| Total | 250 | $199.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $9.6M |
| HNW Individuals | 40 | $190.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | NO SEPARATE FEE CHARGED. |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-119043 |
|---|---|
| SEC ERA File Number | 801-119043 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133611 |
| Legal Entity Identifier | None |
Principal Office
4208 OVERLAND AVENUECULVER CITY
CA
United States
Monday - Friday, 9AM-6PM
Tel: 310-234-1992, Fax: 310-234-1928
Chief Compliance Officer
JEFFREY WOLMAN
CHIEF COMPLIANCE OFFICER
4208 OVERLAND AVENUE
CULVER CITY
CA
United States
Tel:
310-234-1992
Fax:
310-234-1928
J***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOLMAN, JEFFREY, CHARLES LLOYD | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, CHIEF LEGAL OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, DIREC | 10/1995 | > 75% |