OLDE WEALTH MANAGEMENT, LLC
Adviser information for OLDE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 643 | $225.3M |
| Non-Discretionary | 66 | $59.0M |
| Total | 709 | $284.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 234 | $66.2M |
| HNW Individuals | 69 | $212.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $420,770 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $5.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 55.0M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| OLDE WEALTH MANAGEMENT LLC WRAP PROGRAM | OLDE WEALTH MANAGEMENT LLC |
Identifiers
| SEC RIA File Number | 801-119044 |
|---|---|
| SEC ERA File Number | 801-119044 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308991 |
| Legal Entity Identifier | None |
Principal Office
1400 112TH AVE SESUITE 100
BELLEVUE
WA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 4254957484, Fax: None
Chief Compliance Officer
MICAH BROOKS
MEMBER
38 W. 13775 S
SUITE 300
DRAPER
UT
United States
Tel:
4256580821
M****@*************M
(Full email address available in API data)
Regulatory Contact
DENTON OLDE
MANAGING MEMBER
11201 SE 8TH ST
SUITE 150
BELLEVUE
WA
United States
Tel:
(425) 495-7484
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| CONSERVATIVE TAX INC DBA INCITE TAX | Accountant or accounting firm |
| DENTON OLDE, SOLE PROPRIETOR | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROOKS, MICAH, REID | Individual | – | CHIEF COMPLIANCE OFFICER/MEMBER | 03/2020 | < 5% |
| OLDE, DENTON, JAY | Individual | – | CEO/MANAGING MEMBER | 03/2020 | > 75% |